HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO)
CUSIP: 43010E404
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 55,348,510
- Total 13F shares
- 29,127,550
- Share change
- -1,477,724
- Total reported value
- $178,460,032
- Price per share
- $6.13
- Number of holders
- 99
- Value change
- -$9,302,967
- Number of buys
- 46
- Number of sells
- 44
Quarterly Holders Quick Answers
What is CUSIP 43010E404?
CUSIP 43010E404 identifies HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 43010E404:
Top shareholders of HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.6%
|
3,677,444
|
$22,984,040 | — | 30 Jun 2024 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
5.9%
|
3,270,191
|
$20,438,694 | — | 30 Jun 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
5.8%
|
3,218,308
|
$20,114,428 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
4%
|
2,202,104
|
$13,763,000 | — | 30 Jun 2024 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
3.3%
|
1,833,490
|
$11,459,313 | — | 30 Jun 2024 | |
| Invesco Ltd. |
13F
|
Company |
3.3%
|
1,807,212
|
$11,295,075 | — | 30 Jun 2024 | |
| Penserra Capital Management LLC |
13F
|
Company |
2.1%
|
1,151,978
|
$7,200,000 | — | 30 Jun 2024 | |
| LPL Financial LLC |
13F
|
Company |
2.1%
|
1,138,561
|
$7,116,005 | — | 30 Jun 2024 | |
| Atlas Wealth LLC |
13F
|
Company |
2.1%
|
1,139,336
|
$7,006,916 | — | 30 Jun 2024 | |
| NEXPOINT ASSET MANAGEMENT, L.P. |
13F
|
Company |
1.8%
|
990,654
|
$6,191,588 | — | 30 Jun 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
1.8%
|
986,652
|
$6,167,000 | — | 30 Jun 2024 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
1.7%
|
915,879
|
$5,724,244 | — | 30 Jun 2024 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
1.2%
|
688,010
|
$4,300,063 | — | 30 Jun 2024 | |
| Camelot Portfolios, LLC |
13F
|
Company |
1.1%
|
582,663
|
$3,641,646 | — | 30 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.92%
|
511,127
|
$3,195,000 | — | 30 Jun 2024 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.88%
|
488,393
|
$3,052,457 | — | 30 Jun 2024 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.84%
|
464,495
|
$2,903,094 | — | 30 Jun 2024 | |
| Matisse Capital |
13F
|
Company |
0.79%
|
435,000
|
$2,718,750 | — | 30 Jun 2024 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.78%
|
429,984
|
$2,679,000 | — | 30 Jun 2024 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.73%
|
402,134
|
$2,513,336 | — | 30 Jun 2024 | |
| CHOREO, LLC |
13F
|
Company |
0.69%
|
382,914
|
$2,393,213 | — | 30 Jun 2024 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
0.68%
|
374,510
|
$2,340,694 | — | 30 Jun 2024 | |
| Alpine Global Management, LLC |
13F
|
Company |
0.54%
|
300,000
|
$1,875,000 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.42%
|
230,710
|
$1,441,948 | — | 30 Jun 2024 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
0.39%
|
217,704
|
$1,361,000 | — | 30 Jun 2024 | |
| Na Bokf |
13F
|
Individual |
0.37%
|
206,308
|
$1,289,425 | — | 30 Jun 2024 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.27%
|
150,550
|
$940,938 | — | 30 Jun 2024 | |
| AEGON USA Investment Management, LLC |
13F
|
Company |
0.26%
|
144,949
|
$905,931 | — | 30 Jun 2024 | |
| Aristides Capital LLC |
13F
|
Company |
0.24%
|
134,616
|
$841,350 | — | 30 Jun 2024 | |
| Sage Capital Management, LLC |
13F
|
Company |
0.21%
|
117,941
|
$737,135 | — | 30 Jun 2024 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.18%
|
100,050
|
$625,313 | — | 30 Jun 2024 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.17%
|
94,620
|
$591,376 | — | 30 Jun 2024 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.17%
|
91,896
|
$574,000 | — | 30 Jun 2024 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.17%
|
91,720
|
$571,000 | — | 30 Jun 2024 | |
| Creative Planning |
13F
|
Company |
0.14%
|
76,910
|
$480,687 | — | 30 Jun 2024 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
0.13%
|
70,842
|
$442,769 | — | 30 Jun 2024 | |
| Arlington Capital Management, Inc. |
13F
|
Company |
0.12%
|
68,797
|
$429,981 | — | 30 Jun 2024 | |
| SFI Advisors, LLC |
13F
|
Company |
0.11%
|
62,960
|
$393,500 | — | 30 Jun 2024 | |
| Private Capital Management, LLC |
13F
|
Company |
0.11%
|
59,900
|
$374,375 | — | 30 Jun 2024 | |
| KNIGHTSBRIDGE ASSET MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
52,393
|
$327,457 | — | 30 Jun 2024 | |
| Ariadne Wealth Management, LP |
13F
|
Company |
0.09%
|
51,781
|
$323,633 | — | 30 Jun 2024 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.09%
|
49,419
|
$308,867 | — | 30 Jun 2024 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.09%
|
49,362
|
$308,509 | — | 30 Jun 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.09%
|
49,359
|
$308,501 | — | 30 Jun 2024 | |
| Envestnet Portfolio Solutions, Inc. |
13F
|
Company |
0.09%
|
48,419
|
$302,619 | — | 30 Jun 2024 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.08%
|
45,950
|
$287,188 | — | 30 Jun 2024 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.08%
|
43,688
|
$273,051 | — | 30 Jun 2024 | |
| INTEGRATED CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.08%
|
42,615
|
$266,344 | — | 30 Jun 2024 | |
| Concorde Asset Management, LLC |
13F
|
Company |
0.08%
|
42,350
|
$264,688 | — | 30 Jun 2024 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.08%
|
42,260
|
$264,128 | — | 30 Jun 2024 |
Institutional Holders of HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO) as of Q3 2024
As of 30 Sep 2024,
HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO) was held by
99 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
29,127,550 shares.
The largest 10 holders included
MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, Thomas J. Herzfeld Advisors, Inc., Royal Bank of Canada, ENVESTNET ASSET MANAGEMENT INC, Invesco Ltd., LANDSCAPE CAPITAL MANAGEMENT, L.L.C., LPL Financial LLC, Cambridge Investment Research Advisors, Inc., and NEXPOINT ASSET MANAGEMENT, L.P..
This page lists
100
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
99
Q3 2024 holders
99
Holder diff
0
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.