Security Snapshot

Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) Institutional Ownership

CUSIP: 338478100

13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026

Latest Period

Q1 2026

Institutions Reporting

112

Shares (Excl. Options)

10,234,518

Price

$15.49

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Type / Class
Equity / Common
Symbol
FFC on NYSE
Shares outstanding
48,175,150
Price per share
$16.03
All holders as of 31 Mar 2026
Q1 2026
Total 13F shares
10,234,518
Total reported value
$158,588,620
% of total 13F portfolios
0%
Share change
+216,811
Value change
+$3,321,573
Number of holders
112
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Quick Takeaways

  • FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common is tracked under CUSIP 338478100.
  • 112 institutions reported positions in Q1 2026.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

What Changed

  • Holder count moved from 112 to 112 between Q4 2025 and Q1 2026.
  • Reported value moved from $173,338,230 to $158,588,620.

Why This Matters

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Source Evidence

Source: SEC Form 13F

Latest holder context comes from 112 institutions filings for Q1 2026.

Open SEC Evidence

Investment Quick Answers

What is CUSIP 338478100?
CUSIP 338478100 identifies FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common in SEC 13F datasets.

Where can I see the latest institutional holders?
Review the Q1 2026 holders report and the ownership history table below.

Significant Owners of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 5.6% $44,339,686 2,721,896 First Trust Portfolios L.P. 30 Jun 2025

As of 31 Mar 2026, 112 institutional investors reported holding 10,234,518 shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC). This represents 21% of the company’s total 48,175,150 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) together control 18% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
BARD ASSOCIATES INC 2.5% 1,216,021 -0.32% 4.7% $18,836,165
WELLS FARGO & COMPANY/MN 1.9% 926,383 -2.1% 0% $14,349,674
SIT INVESTMENT ASSOCIATES INC 1.5% 721,724 +44% 0.23% $11,180,000
Invesco Ltd. 1.4% 678,373 -4.1% 0% $10,507,998
MORGAN STANLEY 1.4% 674,494 +20% 0% $10,447,920
COHEN & STEERS, INC. 1.2% 587,296 +2.6% 0.02% $9,097,000
Hennion & Walsh Asset Management, Inc. 0.88% 424,778 +15% 0.22% $6,579,811
1607 Capital Partners, LLC 0.71% 340,251 0% 0.38% $5,270,488
Csenge Advisory Group 0.69% 333,238 +4% 0.24% $5,161,852
LPL Financial LLC 0.64% 309,201 +0.58% 0% $4,789,518
STIFEL FINANCIAL CORP 0.58% 279,921 +8.1% 0% $4,335,987
RAYMOND JAMES FINANCIAL INC 0.49% 236,683 +6.4% 0% $3,666,224
COMMONWEALTH EQUITY SERVICES, LLC 0.39% 188,848 -15% 0% $2,925,249
AMERIPRISE FINANCIAL INC 0.36% 171,926 -2.6% 0% $2,663,994
Fiera Capital Corp 0.34% 162,187 -4.9% 0.01% $2,512,277
Baird Financial Group, Inc. 0.34% 161,777 +1.6% 0% $2,505,926
ROYAL BANK OF CANADA 0.31% 150,410 -4.9% 0% $2,330,000
OSAIC HOLDINGS, INC. 0.3% 146,876 +9.6% 0% $2,275,213
Gridiron Partners, LLC 0.28% 135,742 -9.8% 1.3% $2,102,644
Cetera Investment Advisers 0.25% 121,151 +0.23% 0% $1,876,636
Sowell Financial Services LLC 0.24% 116,232 -4.1% 0.07% $1,800,434
Elevated Capital Advisors, LLC 0.24% 114,130 -0.34% 0.44% $1,767,877
Logan Stone Capital, LLC 0.23% 108,421 0.47% $1,679,441
ENVESTNET ASSET MANAGEMENT INC 0.2% 95,703 -81% 0% $1,482,441
UBS Group AG 0.2% 95,094 +0.3% 0% $1,473,006

Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q1 10,234,518 $158,588,620 +$3,321,573 $15.49 112
2025 Q4 10,498,743 $173,338,230 -$8,138,331 $16.51 112
2025 Q3 10,977,145 $179,627,028 +$10,319,287 $16.89 116
2025 Q2 10,092,831 $164,181,738 +$7,761,582 $16.29 112
2025 Q1 9,688,883 $153,740,489 -$5,928,676 $15.93 113
2024 Q4 10,085,920 $156,466,813 +$14,963,862 $15.53 118
2024 Q3 8,893,855 $145,865,237 -$1,954,130 $16.41 108
2024 Q2 9,085,919 $134,317,241 +$2,159,957 $14.79 107
2024 Q1 9,031,241 $134,097,776 -$374,516 $14.85 115
2023 Q4 9,073,581 $126,141,932 +$17,544,639 $13.90 119
2023 Q3 7,633,472 $99,007,108 +$8,180,796 $12.97 108
2023 Q2 6,986,281 $95,983,885 +$7,868,114 $13.74 95
2023 Q1 6,410,097 $88,782,752 -$308,387 $13.84 98
2022 Q4 6,298,968 $94,650,512 +$7,594,618 $15.02 99
2022 Q3 6,161,679 $91,483,280 +$3,824,784 $14.85 92
2022 Q2 5,813,560 $97,503,033 -$7,456,399 $16.77 101
2022 Q1 6,346,250 $124,867,000 +$573,703 $19.68 100
2021 Q4 6,169,069 $134,210,791 -$1,854,210 $21.72 111
2021 Q3 6,310,753 $140,537,633 +$13,104,417 $22.27 106
2021 Q2 5,622,673 $127,719,471 -$4,610,292 $22.72 98
2021 Q1 5,904,796 $138,276,441 -$79,580 $23.43 104
2020 Q4 5,823,166 $136,320,041 +$1,161,289 $23.43 102
2020 Q3 5,689,276 $119,389,961 -$9,672,516 $20.96 96
2020 Q2 6,139,343 $123,649,016 -$1,032,803 $20.11 86
2020 Q1 6,190,583 $103,339,421 -$1,298,044 $16.70 94
2019 Q4 6,263,477 $135,844,398 +$3,437,062 $21.69 104
2019 Q3 6,029,660 $126,294,231 +$2,126,068 $20.95 88
2019 Q2 5,896,555 $117,524,753 -$1,645,669 $19.93 92
2019 Q1 6,140,756 $115,966,363 -$14,615,370 $18.91 93
2018 Q4 6,732,573 $112,622,705 +$3,823,092 $16.73 87
2018 Q3 5,818,003 $106,017,036 -$223,443 $18.22 81
2018 Q2 5,827,661 $110,279,664 +$12,967,098 $18.92 74
2018 Q1 5,129,944 $97,477,496 +$10,629,727 $19.00 77
2017 Q4 4,549,031 $93,050,786 -$4,147,175 $20.46 77
2017 Q3 4,587,756 $98,166,290 +$4,238,421 $21.40 61
2017 Q2 4,391,985 $96,478,800 -$5,125,994 $21.97 66
2017 Q1 4,650,650 $95,574,544 +$3,713,611 $20.55 71
2016 Q4 4,432,691 $83,875,010 -$3,565,365 $18.84 76
2016 Q3 4,603,976 $95,010,414 -$8,138,349 $20.80 65
2016 Q2 5,031,243 $108,993,698 -$3,825,565 $21.66 69
2016 Q1 5,128,966 $104,278,662 -$3,469,303 $20.35 73
2015 Q4 5,293,490 $106,063,342 +$22,690,827 $20.05 77
2015 Q3 4,401,739 $82,698,614 -$2,346,845 $18.75 78
2015 Q2 4,530,363 $84,844,917 -$1,017,672 $18.66 75
2015 Q1 4,731,351 $96,231,431 -$6,490,754 $20.34 71
2014 Q4 4,855,521 $92,604,209 +$1,444,406 $19.05 71
2014 Q3 5,278,832 $101,973,028 +$5,649,458 $19.31 66
2014 Q2 5,021,010 $97,712,760 +$11,059,198 $19.60 62
2014 Q1 4,456,923 $85,075,994 -$297,905 $19.23 64
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