Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common
Symbol
FFC on NYSE
Shares outstanding
48,175,150
Price per share
$16.54
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
7,774,427
Total reported value
$128,359,586
% of total 13F portfolios
0%
Share change
-393,706
Value change
-$6,687,971
Number of holders
85
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 5.6% $44,339,686 2,721,896 First Trust Portfolios L.P. 30 Jun 2025

As of 31 Dec 2025, 85 institutional investors reported holding 7,774,427 shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC). This represents 16% of the company’s total 48,175,150 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) together control 15% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
BARD ASSOCIATES INC 2.5% 1,219,924 +43% 5.2% $20,140,944
WELLS FARGO & COMPANY/MN 2% 946,149 +1.1% 0% $15,620,915
COHEN & STEERS, INC. 1.2% 572,296 0% 0.02% $9,449,000
MORGAN STANLEY 1.2% 563,696 -2.1% 0% $9,306,621
ENVESTNET ASSET MANAGEMENT INC 1.1% 508,745 -2.2% 0% $8,399,383
SIT INVESTMENT ASSOCIATES INC 1% 500,722 -15% 0.17% $8,267,000
Hennion & Walsh Asset Management, Inc. 0.77% 369,316 +8.9% 0.21% $6,097,407
Csenge Advisory Group 0.66% 320,310 +0.82% 0.24% $5,288,311
LPL Financial LLC 0.64% 307,423 +2% 0% $5,075,550
STIFEL FINANCIAL CORP 0.54% 258,846 +85% 0% $4,273,539
COMMONWEALTH EQUITY SERVICES, LLC 0.46% 222,740 -9.9% 0% $3,677,437
Fiera Capital Corp 0.35% 170,617 +72% 0.01% $2,816,887
Baird Financial Group, Inc. 0.33% 159,152 -1.1% 0% $2,627,600
Gridiron Partners, LLC 0.31% 150,531 -69% 1.4% $2,485,267
Sowell Financial Services LLC 0.25% 121,157 -2.6% 0.07% $2,000,296
Elevated Capital Advisors, LLC 0.24% 114,520 -1.7% 0.44% $1,890,722
UBS Group AG 0.2% 94,806 +0.85% 0% $1,565,248
Focus Partners Wealth 0.18% 88,457 -3.2% 0% $1,461,188
PARK AVENUE SECURITIES LLC 0.17% 81,631 -2.7% 0.01% $1,348,000
Mountain Capital Investment Advisors Inc. 0.13% 63,833 +0.7% 0.17% $1,059,634
PNC Financial Services Group, Inc. 0.12% 59,032 0% 0% $974,618
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.12% 55,781 +7.1% 0% $921,502
Everstar Asset Management, LLC 0.1% 50,473 +5.4% 0.45% $812,653
Cambridge Investment Research Advisors, Inc. 0.09% 45,481 +102% 0% $751,000
Lido Advisors, LLC 0.08% 36,895 0% 0% $623,157

Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 7,774,427 $128,359,586 -$6,687,971 $16.51 85
2025 Q3 10,977,145 $179,627,028 +$10,319,287 $16.89 116
2025 Q2 10,092,831 $164,181,738 +$7,761,582 $16.29 112
2025 Q1 9,688,883 $153,740,489 -$5,928,676 $15.93 113
2024 Q4 10,085,920 $156,466,813 +$14,963,862 $15.53 118
2024 Q3 8,893,855 $145,865,237 -$1,954,130 $16.41 108
2024 Q2 9,085,919 $134,317,241 +$2,159,957 $14.79 107
2024 Q1 9,031,241 $134,097,776 -$374,516 $14.85 115
2023 Q4 9,073,581 $126,141,932 +$17,544,639 $13.90 119
2023 Q3 7,633,472 $99,007,108 +$8,180,796 $12.97 108
2023 Q2 6,986,281 $95,983,885 +$7,868,114 $13.74 95
2023 Q1 6,410,097 $88,782,752 -$308,387 $13.84 98
2022 Q4 6,298,968 $94,650,512 +$7,594,618 $15.02 99
2022 Q3 6,161,679 $91,483,280 +$3,824,784 $14.85 92
2022 Q2 5,813,560 $97,503,033 -$7,456,399 $16.77 101
2022 Q1 6,346,250 $124,867,000 +$573,703 $19.68 100
2021 Q4 6,169,069 $134,210,791 -$1,854,210 $21.72 111
2021 Q3 6,310,753 $140,537,633 +$13,104,417 $22.27 106
2021 Q2 5,622,673 $127,719,471 -$4,610,292 $22.72 98
2021 Q1 5,904,796 $138,276,441 -$79,580 $23.43 104
2020 Q4 5,823,166 $136,320,041 +$1,161,289 $23.43 102
2020 Q3 5,689,276 $119,389,961 -$9,672,516 $20.96 96
2020 Q2 6,139,343 $123,649,016 -$1,032,803 $20.11 86
2020 Q1 6,190,583 $103,339,421 -$1,298,044 $16.70 94
2019 Q4 6,263,477 $135,844,398 +$3,437,062 $21.69 104
2019 Q3 6,029,660 $126,294,231 +$2,126,068 $20.95 88
2019 Q2 5,896,555 $117,524,753 -$1,645,669 $19.93 92
2019 Q1 6,140,756 $115,966,363 -$14,615,370 $18.91 93
2018 Q4 6,732,573 $112,622,705 +$3,823,092 $16.73 87
2018 Q3 5,818,003 $106,017,036 -$223,443 $18.22 81
2018 Q2 5,827,661 $110,279,664 +$12,967,098 $18.92 74
2018 Q1 5,129,944 $97,477,496 +$10,629,727 $19.00 77
2017 Q4 4,549,031 $93,050,786 -$4,147,175 $20.46 77
2017 Q3 4,587,756 $98,166,290 +$4,238,421 $21.40 61
2017 Q2 4,391,985 $96,478,800 -$5,125,994 $21.97 66
2017 Q1 4,650,650 $95,574,544 +$3,713,611 $20.55 71
2016 Q4 4,432,691 $83,875,010 -$3,565,365 $18.84 76
2016 Q3 4,603,976 $95,010,414 -$8,138,349 $20.80 65
2016 Q2 5,031,243 $108,993,698 -$3,825,565 $21.66 69
2016 Q1 5,128,966 $104,278,662 -$3,469,303 $20.35 73
2015 Q4 5,293,490 $106,063,342 +$22,690,827 $20.05 77
2015 Q3 4,401,739 $82,698,614 -$2,346,845 $18.75 78
2015 Q2 4,530,363 $84,844,917 -$1,017,672 $18.66 75
2015 Q1 4,731,351 $96,231,431 -$6,490,754 $20.34 71
2014 Q4 4,855,521 $92,604,209 +$1,444,406 $19.05 71
2014 Q3 5,278,832 $101,973,028 +$5,649,458 $19.31 66
2014 Q2 5,021,010 $97,712,760 +$11,059,198 $19.60 62
2014 Q1 4,456,923 $85,075,994 -$297,905 $19.23 64