Security Snapshot

Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) Institutional Ownership

CUSIP: 338478100

13F Institutional Holders and Ownership History from Q1 2014 to Q3 2026

13F reference period

Q3 2026

Institutions Reporting

66

Shares (Excl. Options)

4.98MFull value: 4,981,347 · shares · 30 Sep 2026

Price

$14.94

The headline uses the Q3 2026 reference period after its reporting deadline. Available reports may still be incomplete or amended.

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Security type / class
Equity / Common
Symbol
FFC on NYSE
All holders as of 30 Sep 2026
Q3 2026
Total 13F shares
4,981,347
Latest holder snapshot 5 signals
Total 13F value
$74,414,210
Portfolio coverage rank
0%
Share change
-58,292
Value change
-$916,816
Number of holders
66
Issuer context Names, identifiers, and filing context for this profile. 2 identity fields
Shares outstanding
48,175,150
SEC-reported price per share
$14.94
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Filing notes and source

Key facts

  • FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common is tracked under CUSIP 338478100.
  • 66 institutions reported positions in Q3 2026.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

Change

  • Holder count moved from 110 to 66 between Q2 2026 and Q3 2026.
  • SEC-reported value moved from
    $180.98MFull value: $180,979,044 · USD · 30 Jun 2026
    to
    $74.41MFull value: $74,414,210 · USD · 30 Sep 2026
    .

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Form 13F

Latest holder context comes from 66 institutions filings for Q3 2026.

Open SEC evidence

Security key

338478100

13F reference period

Q3 2026

13F holders

66

13D/G owners

1

CIK / CUSIP context first

Open Q3 2026 holders FFC full holder history Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC SEC filings Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC insider transactions

Broader feeds

Latest 13F filings Latest 13D/G filings All securities

13D/G owners

Significant owners

Large-stake holder rows connected to Schedule 13D/G evidence.

Rows
1
Security
FFC
Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 5.6% $44,339,686 2,721,896 First Trust Portfolios L.P. 30 Jun 2025
As of 30 Sep 2026, 66 institutional investors reported holding
4.98MFull value: 4,981,347 · shares · 30 Sep 2026
shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC). This represents 10% of the company’s total
48.18MFull value: 48,175,150 · shares · Stored outstanding share count
outstanding shares.

13F concentration

Top 25 institutional shareholders

Largest 13F positions for this security by reported shares and value.

Top holder share
9.3%
Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
MORGAN STANLEY 1.5% 717,893 -2.9% 0% $10,725,322
Invesco Ltd. 1.3% 648,717 -5.4% 0% $9,691,832
Hennion & Walsh Asset Management, Inc. 1% 487,782 +3.3% 0.21% $7,287,463
Csenge Advisory Group 0.68% 326,498 +1.4% 0.19% $4,877,878
LPL Financial LLC 0.57% 273,793 -13% 0% $4,090,465
RAYMOND JAMES FINANCIAL INC 0.54% 258,789 +9.4% 0% $3,866,321
STIFEL FINANCIAL CORP 0.46% 219,636 +9.9% 0% $3,281,391
Gridiron Partners, LLC 0.35% 170,995 0% 1.3% $2,554,665
Fiera Capital Corp 0.35% 167,970 0% 0.01% $2,509,472
COMMONWEALTH EQUITY SERVICES, LLC 0.31% 148,070 -20% 0% $2,212,170
Cetera Investment Advisers 0.25% 119,178 -1.2% 0% $1,780,530
Elevated Capital Advisors, LLC 0.25% 118,403 +2% 0.59% $1,768,936
Sowell Financial Services LLC 0.23% 112,147 0% 0.05% $1,675,472
Focus Partners Wealth 0.18% 86,667 0% 0% $1,294,807
PARK AVENUE SECURITIES LLC 0.17% 81,285 0.01% $1,214,000
CEERA INVESTMENTS, LLC 0.16% 79,040 +7.2% 0.45% $1,180,858
TITLEIST ASSET MANAGEMENT, LLC 0.16% 78,719 -2.2% 0.08% $1,176,067
Smith Asset Management Co., LLC 0.16% 75,792 +1.2% 0.92% $1,132,332
Noble Wealth Management PBC 0.14% 65,387 -9.6% 0.45% $976,882
Mountain Capital Investment Advisors Inc. 0.13% 63,745 -1.1% 0.13% $952,348
SMITH, MOORE & CO. 0.09% 45,669 +19% 0.04% $682,295
Calamos Advisors LLC 0.09% 43,726 +6.7% 0% $653,266
Thrivent Financial for Lutherans 0.08% 37,125 0% $555,000
Sage Capital Advisors,llc 0.07% 35,308 +75% 0.11% $527,498
Stolper Co 0.07% 34,802 -1.6% 0.13% $520,000

Quarter history

Institutional holders across reporting periods

Holder count, reported shares/value, and median price by quarter.

Periods
51
Headline period
Q3 2026
Rows shown
1-25 of 51
Period 13F Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q3 4,981,347 $74,414,210 -$916,816 $14.94 66
2026 Q2 11,116,774 $180,979,044 +$6,993,480 $16.28 110
2026 Q1 10,660,955 $165,193,809 +$3,194,354 $15.49 117
2025 Q4 10,498,743 $173,338,230 -$8,138,331 $16.51 112
2025 Q3 10,977,145 $179,627,028 +$10,319,287 $16.89 116
2025 Q2 10,092,831 $164,181,738 +$7,761,582 $16.29 112
2025 Q1 9,688,883 $153,740,489 -$5,928,676 $15.93 113
2024 Q4 10,085,920 $156,466,813 +$14,963,862 $15.53 118
2024 Q3 8,893,855 $145,865,237 -$1,954,130 $16.41 108
2024 Q2 9,085,919 $134,317,241 +$2,159,957 $14.79 107
2024 Q1 9,031,241 $134,097,776 -$374,516 $14.85 115
2023 Q4 9,073,581 $126,141,932 +$17,544,639 $13.90 119
2023 Q3 7,633,472 $99,007,108 +$8,180,796 $12.97 108
2023 Q2 6,986,281 $95,983,885 +$7,868,114 $13.74 95
2023 Q1 6,410,097 $88,782,752 -$308,387 $13.84 98
2022 Q4 6,298,968 $94,650,512 +$7,594,618 $15.02 99
2022 Q3 6,161,679 $91,483,280 +$3,824,784 $14.85 92
2022 Q2 5,813,560 $97,503,033 -$7,456,399 $16.77 101
2022 Q1 6,346,250 $124,867,000 +$573,703 $19.68 100
2021 Q4 6,169,069 $134,210,791 -$1,854,210 $21.72 111
2021 Q3 6,310,753 $140,537,633 +$13,104,417 $22.27 106
2021 Q2 5,622,673 $127,719,471 -$4,610,292 $22.72 98
2021 Q1 5,904,796 $138,276,441 -$79,580 $23.43 104
2020 Q4 5,823,166 $136,320,041 +$1,161,289 $23.43 102
2020 Q3 5,689,276 $119,389,961 -$9,672,516 $20.96 96
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