Security key
338478100
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC)
CUSIP: 338478100
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / Common
- Shares outstanding
- 48,175,150
- Total 13F shares
- 5,622,673
- Share change
- -194,721
- Total reported value
- $127,719,471
- Price per share
- $22.72
- Number of holders
- 98
- Value change
- -$4,610,292
- Number of buys
- 43
- Number of sells
- 39
Report period
Q2 2021
Institutions
98
Top holders
10
FFC full security history
Newer quarter: Q3 2021
Previous quarter: Q1 2021
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338478100
Recent filing periods:
Top shareholders of FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA |
13F
|
Company |
1.4%
|
668,299
|
$15,657,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
608,083
|
$14,247,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.97%
|
465,475
|
$10,906,000 | — | 31 Mar 2021 | |
| Covington Capital Management |
13F
|
Company |
0.77%
|
371,446
|
$8,703,000 | — | 31 Mar 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.73%
|
353,176
|
$8,253,000 | — | 31 Mar 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.6%
|
288,004
|
$6,748,000 | — | 31 Mar 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.59%
|
283,977
|
$6,653,000 | — | 31 Mar 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.53%
|
256,641
|
$6,013,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.39%
|
188,376
|
$4,413,000 | — | 31 Mar 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.35%
|
166,799
|
$3,908,000 | — | 31 Mar 2021 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.31%
|
147,412
|
$3,454,000 | — | 31 Mar 2021 | |
| Csenge Advisory Group |
13F
|
Company |
0.29%
|
137,554
|
$3,213,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.28%
|
135,343
|
$3,171,000 | — | 31 Mar 2021 | |
| Anfield Capital Management, LLC |
13F
|
Company |
0.26%
|
123,195
|
$2,886,000 | — | 31 Mar 2021 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.22%
|
106,146
|
$2,459,000 | — | 31 Mar 2021 | |
| Elevated Capital Advisors, LLC |
13F
|
Company |
0.21%
|
100,946
|
$2,387,000 | — | 31 Mar 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.21%
|
99,160
|
$2,323,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
0.16%
|
76,919
|
$1,802,000 | — | 31 Mar 2021 | |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
|
Company |
0.14%
|
68,361
|
$1,602,000 | — | 31 Mar 2021 | |
| Family Firm, Inc. |
13F
|
Company |
0.13%
|
60,820
|
$1,425,000 | — | 31 Mar 2021 | |
| NWAM LLC |
13F
|
Company |
0.12%
|
57,727
|
$1,353,000 | — | 31 Mar 2021 | |
| Golden Green, Inc. |
13F
|
Company |
0.11%
|
53,879
|
$1,262,000 | — | 31 Mar 2021 | |
| Spire Wealth Management |
13F
|
Company |
0.11%
|
53,610
|
$1,256,000 | — | 31 Mar 2021 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.11%
|
53,077
|
$1,244,000 | — | 31 Mar 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.1%
|
47,393
|
$1,111,000 | — | 31 Mar 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.09%
|
41,000
|
$961,000 | — | 31 Mar 2021 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.08%
|
40,943
|
$959,294 | — | 31 Mar 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.08%
|
39,473
|
$925,000 | — | 31 Mar 2021 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.08%
|
37,923
|
$889,000 | — | 31 Mar 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.07%
|
35,510
|
$832,000 | — | 31 Mar 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.07%
|
32,139
|
$753,000 | — | 31 Mar 2021 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.06%
|
27,973
|
$655,000 | — | 31 Mar 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.06%
|
27,925
|
$654,000 | — | 31 Mar 2021 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.06%
|
26,972
|
$632,000 | — | 31 Mar 2021 | |
| Titus Wealth Management |
13F
|
Company |
0.06%
|
26,800
|
$628,000 | — | 31 Mar 2021 | |
| Creative Planning |
13F
|
Company |
0.05%
|
23,653
|
$554,000 | — | 31 Mar 2021 | |
| Pinnacle Wealth Planning Services, Inc. |
13F
|
Company |
0.05%
|
23,500
|
$551,000 | — | 31 Mar 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
23,000
|
$539,000 | — | 31 Mar 2021 | |
| American Financial Advisors, LLC |
13F
|
Company |
0.05%
|
22,155
|
$519,000 | — | 31 Mar 2021 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
21,529
|
$483,000 | — | 31 Mar 2021 | |
| Arkadios Wealth Advisors |
13F
|
Company |
0.04%
|
20,604
|
$482,000 | — | 31 Mar 2021 | |
| ACG Wealth |
13F
|
Company |
0.04%
|
20,557
|
$482,000 | — | 31 Mar 2021 | |
| DAVENPORT & Co LLC |
13F
|
Company |
0.04%
|
20,478
|
$480,000 | — | 31 Mar 2021 | |
| EPG Wealth Management LLC |
13F
|
Company |
0.04%
|
20,276
|
$475,000 | — | 31 Mar 2021 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.04%
|
19,301
|
$452,000 | — | 31 Mar 2021 | |
| Belpointe Asset Management LLC |
13F
|
Company |
0.05%
|
24,639
|
$433,000 | — | 31 Mar 2021 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.04%
|
17,387
|
$407,000 | — | 31 Mar 2021 | |
| CEERA INVESTMENTS, LLC |
13F
|
Company |
0.04%
|
17,060
|
$400,000 | — | 31 Mar 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.04%
|
17,293
|
$398,000 | — | 31 Mar 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.03%
|
16,805
|
$394,000 | — | 31 Mar 2021 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) as of Q2 2021
As of 30 Jun 2021,
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) was held by
98 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,622,673 shares.
The largest 10 holders included
ROYAL BANK OF CANADA, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, Covington Capital Management, Invesco Ltd., AMERIPRISE FINANCIAL INC, COMMONWEALTH EQUITY SERVICES, LLC, LPL Financial LLC, WELLS FARGO & COMPANY/MN, and Cetera Advisor Networks LLC.
This page lists
98
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
104
Q2 2021 holders
98
Holder diff
-6
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.