Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC)
CUSIP: 338478100
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common
- Shares outstanding
- 48,175,150
- Total 13F shares
- 6,139,343
- Share change
- -123,672
- Total reported value
- $123,649,016
- Price per share
- $20.11
- Number of holders
- 86
- Value change
- -$1,032,803
- Number of buys
- 38
- Number of sells
- 42
Quarterly Holders Quick Answers
What is CUSIP 338478100?
CUSIP 338478100 identifies FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 338478100:
Top shareholders of FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.1%
|
533,279
|
$8,906,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1%
|
493,308
|
$8,238,000 | — | 31 Mar 2020 | |
| Affiance Financial, LLC |
13F
|
Company |
0.84%
|
404,731
|
$6,759,000 | — | 31 Mar 2020 | |
| Covington Capital Management |
13F
|
Company |
0.84%
|
404,387
|
$6,753,000 | — | 31 Mar 2020 | |
| Csenge Advisory Group |
13F
|
Company |
0.83%
|
397,651
|
$6,641,000 | — | 31 Mar 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.65%
|
312,008
|
$5,210,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.63%
|
304,403
|
$5,084,000 | — | 31 Mar 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.62%
|
296,507
|
$4,952,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.61%
|
293,542
|
$4,902,000 | — | 31 Mar 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.45%
|
216,690
|
$3,568,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.43%
|
209,447
|
$3,496,000 | — | 31 Mar 2020 | |
| Bramshill Investments, LLC |
13F
|
Company |
0.39%
|
190,000
|
$3,173,000 | — | 31 Mar 2020 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.35%
|
169,198
|
$2,826,000 | — | 31 Mar 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.35%
|
168,191
|
$2,809,000 | — | 31 Mar 2020 | |
| NWAM LLC |
13F
|
Company |
0.31%
|
151,208
|
$2,525,000 | — | 31 Mar 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.23%
|
109,247
|
$1,824,000 | — | 31 Mar 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.18%
|
87,996
|
$1,469,000 | — | 31 Mar 2020 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.16%
|
75,951
|
$1,268,000 | — | 31 Mar 2020 | |
| Family Firm, Inc. |
13F
|
Company |
0.14%
|
68,289
|
$1,140,000 | — | 31 Mar 2020 | |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
|
Company |
0.14%
|
67,874
|
$1,133,000 | — | 31 Mar 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.13%
|
60,801
|
$1,014,000 | — | 31 Mar 2020 | |
| Jefferies Group LLC |
13F
|
Company |
0.12%
|
56,723
|
$947,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
0.11%
|
54,064
|
$903,000 | — | 31 Mar 2020 | |
| Advisory Resource Group |
13F
|
Company |
0.11%
|
51,977
|
$868,000 | — | 31 Mar 2020 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.1%
|
50,179
|
$837,989 | — | 31 Mar 2020 | |
| Sound Income Strategies, LLC |
13F
|
Company |
0.1%
|
48,197
|
$805,000 | — | 31 Mar 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.09%
|
42,696
|
$713,000 | — | 31 Mar 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.09%
|
41,750
|
$697,000 | — | 31 Mar 2020 | |
| AE Wealth Management LLC |
13F
|
Company |
0.08%
|
37,591
|
$628,000 | — | 31 Mar 2020 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.07%
|
34,602
|
$578,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.07%
|
34,091
|
$569,000 | — | 31 Mar 2020 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.07%
|
32,295
|
$565,000 | — | 31 Mar 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.07%
|
32,965
|
$551,000 | — | 31 Mar 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.07%
|
31,652
|
$529,000 | — | 31 Mar 2020 | |
| FOUNDATIONS INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.07%
|
33,375
|
$504,000 | — | 31 Mar 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.06%
|
29,823
|
$498,000 | — | 31 Mar 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.06%
|
26,983
|
$451,000 | — | 31 Mar 2020 | |
| American Financial Advisors, LLC |
13F
|
Company |
0.05%
|
23,543
|
$446,000 | — | 31 Mar 2020 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.05%
|
24,850
|
$415,000 | — | 31 Mar 2020 | |
| Titus Wealth Management |
13F
|
Company |
0.05%
|
24,200
|
$404,000 | — | 31 Mar 2020 | |
| Trek Financial, LLC |
13F
|
Company |
0.05%
|
23,749
|
$397,000 | — | 31 Mar 2020 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.05%
|
22,620
|
$379,000 | — | 31 Mar 2020 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.05%
|
22,651
|
$378,000 | — | 31 Mar 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
22,200
|
$370,000 | — | 31 Mar 2020 | |
| Belpointe Asset Management LLC |
13F
|
Company |
0.05%
|
26,394
|
$363,000 | — | 31 Mar 2020 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.04%
|
20,887
|
$349,000 | — | 31 Mar 2020 | |
| DAVENPORT & Co LLC |
13F
|
Company |
0.04%
|
20,478
|
$342,000 | — | 31 Mar 2020 | |
| EPG Wealth Management LLC |
13F
|
Company |
0.04%
|
20,370
|
$340,000 | — | 31 Mar 2020 | |
| Simplicity Solutions, LLC |
13F
|
Company |
0.04%
|
20,242
|
$338,000 | — | 31 Mar 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.04%
|
18,270
|
$303,000 | — | 31 Mar 2020 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) as of Q2 2020
As of 30 Jun 2020,
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) was held by
86 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,139,343 shares.
The largest 10 holders included
ROYAL BANK OF CANADA, BANK OF AMERICA CORP /DE/, Covington Capital Management, Affiance Financial, LLC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Invesco Ltd., COMMONWEALTH EQUITY SERVICES, LLC, LPL Financial LLC, and AMERIPRISE FINANCIAL INC.
This page lists
86
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
94
Q2 2020 holders
86
Holder diff
-8
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.