Security key
338478100
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC)
CUSIP: 338478100
Q3 2025 13F Holders as of 30 Sep 2025
- Type / Class
- Equity / Common
- Shares outstanding
- 48,175,150
- Total 13F shares
- 10,977,145
- Share change
- +606,007
- Total reported value
- $179,627,028
- Price per share
- $16.89
- Number of holders
- 116
- Value change
- +$10,319,287
- Number of buys
- 49
- Number of sells
- 42
Report period
Q3 2025
Institutions
116
Top holders
10
FFC full security history
Newer quarter: Q4 2025
Previous quarter: Q2 2025
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338478100
Recent filing periods:
Top shareholders of FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP |
13D/G
|
First Trust Portfolios L.P. |
5.6%
|
2,721,896
|
$44,339,686 | $0 | 30 Jun 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.9%
|
908,466
|
$14,798,904 | — | 30 Jun 2025 | |
| Invesco Ltd. |
13F
|
Company |
1.6%
|
763,056
|
$12,430,182 | — | 30 Jun 2025 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
574,174
|
$9,353,294 | — | 30 Jun 2025 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.2%
|
572,296
|
$9,323,000 | — | 30 Jun 2025 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
1%
|
489,280
|
$7,970,373 | — | 30 Jun 2025 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.93%
|
445,640
|
$7,259,476 | — | 30 Jun 2025 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.87%
|
418,047
|
$6,810,000 | — | 30 Jun 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.83%
|
400,569
|
$6,525,272 | — | 30 Jun 2025 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.8%
|
386,181
|
$6,290,888 | — | 30 Jun 2025 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.78%
|
375,350
|
$6,114,451 | — | 30 Jun 2025 | |
| Csenge Advisory Group |
13F
|
Company |
0.7%
|
337,663
|
$5,291,182 | — | 30 Jun 2025 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.61%
|
292,421
|
$4,763,538 | — | 30 Jun 2025 | |
| LPL Financial LLC |
13F
|
Company |
0.6%
|
288,786
|
$4,704,329 | — | 30 Jun 2025 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.59%
|
285,383
|
$4,648,898 | — | 30 Jun 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.5%
|
240,041
|
$3,910,000 | — | 30 Jun 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
0.43%
|
207,465
|
$3,379,603 | — | 30 Jun 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.33%
|
159,336
|
$2,597,000 | — | 30 Jun 2025 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.33%
|
158,715
|
$2,585,467 | — | 30 Jun 2025 | |
| Gridiron Partners, LLC |
13F
|
Company |
0.31%
|
147,931
|
$2,409,796 | — | 30 Jun 2025 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.29%
|
140,043
|
$2,281,300 | — | 30 Jun 2025 | |
| Family Firm, Inc. |
13F
|
Company |
0.27%
|
130,782
|
$2,130,436 | — | 30 Jun 2025 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.26%
|
125,399
|
$2,042,749 | — | 30 Jun 2025 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.26%
|
124,186
|
$2,022,984 | — | 30 Jun 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.25%
|
122,732
|
$1,999,156 | — | 30 Jun 2025 | |
| Elevated Capital Advisors, LLC |
13F
|
Company |
0.25%
|
122,242
|
$1,947,321 | — | 30 Jun 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.25%
|
119,502
|
$1,946,680 | — | 30 Jun 2025 | |
| UBS Group AG |
13F
|
Company |
0.21%
|
103,338
|
$1,683,376 | — | 30 Jun 2025 | |
| Focus Partners Wealth |
13F
|
Company |
0.19%
|
93,547
|
$1,523,884 | — | 30 Jun 2025 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
0.18%
|
85,932
|
$1,400,000 | — | 30 Jun 2025 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.17%
|
81,216
|
$1,323,008 | — | 30 Jun 2025 | |
| Smith Asset Management Co., LLC |
13F
|
Company |
0.15%
|
71,364
|
$1,162,531 | — | 30 Jun 2025 | |
| Compound Planning, Inc. |
13F
|
Company |
0.14%
|
65,525
|
$1,067,402 | — | 30 Jun 2025 | |
| Mountain Capital Investment Advisors Inc. |
13F
|
Company |
0.13%
|
62,924
|
$1,030,061 | — | 30 Jun 2025 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.12%
|
59,032
|
$961,631 | — | 30 Jun 2025 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.12%
|
58,651
|
$955,000 | — | 30 Jun 2025 | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC |
13F
|
Company |
0.1%
|
50,241
|
$831,999 | — | 30 Jun 2025 | |
| Everstar Asset Management, LLC |
13F
|
Company |
0.1%
|
47,900
|
$780,291 | — | 30 Jun 2025 | |
| Lido Advisors, LLC |
13F
|
Company |
0.1%
|
46,895
|
$763,920 | — | 30 Jun 2025 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.09%
|
41,886
|
$682,323 | — | 30 Jun 2025 | |
| Consolidated Portfolio Review Corp |
13F
|
Company |
0.08%
|
39,597
|
$645,028 | — | 30 Jun 2025 | |
| Western Wealth Management, LLC |
13F
|
Company |
0.07%
|
35,579
|
$579,580 | — | 30 Jun 2025 | |
| SEAMOUNT FINANCIAL GROUP INC |
13F
|
Company |
0.07%
|
33,955
|
$553,131 | — | 30 Jun 2025 | |
| &PARTNERS |
13F
|
Company |
0.07%
|
33,011
|
$537,756 | — | 30 Jun 2025 | |
| CHOREO, LLC |
13F
|
Company |
0.06%
|
29,662
|
$483,194 | — | 30 Jun 2025 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.06%
|
29,353
|
$478,164 | — | 30 Jun 2025 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.06%
|
26,653
|
$434,000 | — | 30 Jun 2025 | |
| Jacobi Capital Management LLC |
13F
|
Company |
0.05%
|
26,410
|
$430,219 | — | 30 Jun 2025 | |
| TITLEIST ASSET MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
25,277
|
$411,762 | — | 30 Jun 2025 | |
| SMITH, MOORE & CO. |
13F
|
Company |
0.05%
|
24,289
|
$395,668 | — | 30 Jun 2025 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) as of Q3 2025
As of 30 Sep 2025,
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) was held by
116 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,977,145 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, BARD ASSOCIATES INC, Invesco Ltd., SIT INVESTMENT ASSOCIATES INC, MORGAN STANLEY, COHEN & STEERS, INC., ENVESTNET ASSET MANAGEMENT INC, Gridiron Partners, LLC, BANK OF AMERICA CORP /DE/, and Thomas J. Herzfeld Advisors, Inc..
This page lists
116
institutional shareholders reporting positions in this security
for the Q3 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2025 vs Q2 2025 Across Filers
Q2 2025 holders
112
Q3 2025 holders
116
Holder diff
4
| Investor | Q2 2025 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2025 Value $ | Q3 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.