Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC)

Q: What does CUSIP 338478100 represent in this 13F holders report?

CUSIP 338478100 is the security identifier for FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common used to aggregate holder disclosures.

Q: How many institutions held FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common in Q3 2020?

96 institutional investors reported FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common for Q3 2020. Use the holders table for investor-level position and value details.

CUSIP: 338478100

Q3 2020 13F Holders as of 30 Sep 2020

Type / Class: Equity / Common
Shares outstanding: 48,175,150
Total 13F shares: 5,689,276
Share change: -468,712
Total reported value: $119,389,961
Price per share: $20.96
Number of holders: 96
Value change: -$9,672,516
Number of buys: 43
Number of sells: 30

Quarterly Holders Quick Answers

What is CUSIP 338478100?
CUSIP 338478100 identifies FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2020
Previous quarter: Q2 2020

Recent filing periods for CUSIP 338478100:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
ROYAL BANK OF CANADA	13F	Company	1.3%	645,170	$12,974,000	—	30 Jun 2020	13F
BANK OF AMERICA CORP /DE/	13F	Company	1.1%	528,555	$10,630,000	—	30 Jun 2020	13F
Covington Capital Management	13F	Company	0.84%	404,387	$8,132,000	—	30 Jun 2020	13F
Affiance Financial, LLC	13F	Company	0.83%	401,836	$8,081,000	—	30 Jun 2020	13F
MORGAN STANLEY	13F	Company	0.78%	375,254	$7,546,000	—	30 Jun 2020	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.65%	311,387	$6,262,000	—	30 Jun 2020	13F
Invesco Ltd.	13F	Company	0.62%	296,788	$5,968,000	—	30 Jun 2020	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.61%	293,647	$5,905,000	—	30 Jun 2020	13F
LPL Financial LLC	13F	Company	0.5%	240,666	$4,840,000	—	30 Jun 2020	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.49%	235,978	$4,746,000	—	30 Jun 2020	13F
OSAIC HOLDINGS, INC.	13F	Company	0.41%	199,642	$4,015,000	—	30 Jun 2020	13F
COHEN & STEERS, INC.	13F	Company	0.35%	169,198	$3,403,000	—	30 Jun 2020	13F
Csenge Advisory Group	13F	Company	0.3%	146,917	$2,955,000	—	30 Jun 2020	13F
NWAM LLC	13F	Company	0.3%	144,869	$2,913,000	—	30 Jun 2020	13F
Cetera Advisor Networks LLC	13F	Company	0.29%	138,073	$2,777,000	—	30 Jun 2020	13F
Elevated Capital Advisors, LLC	13F	Company	0.24%	116,112	$2,603,000	—	30 Jun 2020	13F
TRUIST FINANCIAL CORP	13F	Company	0.23%	109,124	$2,195,000	—	30 Jun 2020	13F
Family Firm, Inc.	13F	Company	0.15%	70,421	$1,416,000	—	30 Jun 2020	13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC	13F	Company	0.14%	69,427	$1,396,000	—	30 Jun 2020	13F
MERCER GLOBAL ADVISORS INC /ADV	13F	Company	0.14%	67,992	$1,367,000	—	30 Jun 2020	13F
MML INVESTORS SERVICES, LLC	13F	Company	0.13%	62,253	$1,252,000	—	30 Jun 2020	13F
AE Wealth Management LLC	13F	Company	0.12%	60,069	$1,208,000	—	30 Jun 2020	13F
UBS Group AG	13F	Company	0.12%	58,372	$1,174,000	—	30 Jun 2020	13F
Jefferies Group LLC	13F	Company	0.12%	57,544	$1,157,000	—	30 Jun 2020	13F
Sound Income Strategies, LLC	13F	Company	0.11%	51,982	$1,045,000	—	30 Jun 2020	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.11%	51,227	$1,030,000	—	30 Jun 2020	13F
Simplicity Solutions, LLC	13F	Company	0.09%	44,980	$905,000	—	30 Jun 2020	13F
STIFEL FINANCIAL CORP	13F	Company	0.09%	42,725	$859,000	—	30 Jun 2020	13F
Federation Des Caisses Desjardins du Quebec	13F	Individual	0.09%	41,040	$825,314	—	30 Jun 2020	13F
Private Advisor Group, LLC	13F	Company	0.07%	35,295	$710,000	—	30 Jun 2020	13F
TIEMANN INVESTMENT ADVISORS, LLC	13F	Company	0.07%	33,866	$681,000	—	30 Jun 2020	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.07%	32,994	$664,000	—	30 Jun 2020	13F
HighTower Advisors, LLC	13F	Company	0.07%	32,860	$659,000	—	30 Jun 2020	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.07%	32,383	$651,000	—	30 Jun 2020	13F
WEDBUSH SECURITIES INC	13F	Company	0.07%	31,658	$637,000	—	30 Jun 2020	13F
THRIVENT FINANCIAL FOR LUTHERANS	13F	Company	0.07%	32,295	$565,000	—	30 Jun 2020	13F
Titus Wealth Management	13F	Company	0.05%	26,300	$529,000	—	30 Jun 2020	13F
Belpointe Asset Management LLC	13F	Company	0.07%	31,771	$507,000	—	30 Jun 2020	13F
BARD ASSOCIATES INC	13F	Company	0.05%	24,850	$500,000	—	30 Jun 2020	13F
American Financial Advisors, LLC	13F	Company	0.05%	23,739	$497,000	—	30 Jun 2020	13F
Pinnacle Wealth Planning Services, Inc.	13F	Company	0.05%	23,500	$473,000	—	30 Jun 2020	13F
Oxbow Advisors, LLC	13F	Company	0.05%	22,651	$456,000	—	30 Jun 2020	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.05%	22,200	$446,000	—	30 Jun 2020	13F
DAVENPORT & Co LLC	13F	Company	0.04%	20,478	$412,000	—	30 Jun 2020	13F
EPG Wealth Management LLC	13F	Company	0.04%	20,301	$408,000	—	30 Jun 2020	13F
SYNOVUS FINANCIAL CORP	13F	Company	0.04%	19,674	$396,000	—	30 Jun 2020	13F
Geneos Wealth Management Inc.	13F	Company	0.04%	18,149	$359,000	—	30 Jun 2020	13F
OPPENHEIMER & CO INC	13F	Company	0.04%	17,387	$350,000	—	30 Jun 2020	13F
US BANCORP \DE\	13F	Company	0.03%	16,108	$324,000	—	30 Jun 2020	13F
HOLLENCREST CAPITAL MANAGEMENT	13F	Company	0.03%	16,060	$323,000	—	30 Jun 2020	13F

Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) as of Q3 2020

As of 30 Sep 2020, Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) was held by 96 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,689,276 shares. The largest 10 holders included ROYAL BANK OF CANADA, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, Covington Capital Management, COMMONWEALTH EQUITY SERVICES, LLC, AMERIPRISE FINANCIAL INC, Invesco Ltd., LPL Financial LLC, WELLS FARGO & COMPANY/MN, and COHEN & STEERS, INC.. This page lists 96 institutional shareholders reporting positions in this security for the Q3 2020 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders

Q3 2020 holders

Holder diff

Investor	Q2 2020 Shares	Q3 2020 Shares	Share Diff	Share Chg %	Q2 2020 Value $	Q3 2020 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.