Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC)

CUSIP: 338478100

Q4 2020 13F Holders as of 31 Dec 2020

Type / Class
Equity / Common
Shares outstanding
48,175,150
Total 13F shares
5,823,166
Share change
+32,633
Total reported value
$136,320,041
Price per share
$23.43
Number of holders
102
Value change
+$1,161,289
Number of buys
31
Number of sells
43

Quarterly Holders Quick Answers

What is CUSIP 338478100?
CUSIP 338478100 identifies FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common in SEC institutional holdings data.

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Top shareholders of FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
ROYAL BANK OF CANADA
13F
Company
1.3%
649,902
$13,622,000 30 Sep 2020
13F
BANK OF AMERICA CORP /DE/
13F
Company
1.1%
533,372
$11,180,000 30 Sep 2020
13F
MORGAN STANLEY
13F
Company
0.95%
458,898
$9,619,000 30 Sep 2020
13F
Covington Capital Management
13F
Company
0.81%
391,057
$8,197,000 30 Sep 2020
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
0.62%
299,256
$6,272,000 30 Sep 2020
13F
AMERIPRISE FINANCIAL INC
13F
Company
0.6%
290,460
$6,096,000 30 Sep 2020
13F
Invesco Ltd.
13F
Company
0.57%
275,007
$5,764,000 30 Sep 2020
13F
LPL Financial LLC
13F
Company
0.55%
264,738
$5,549,000 30 Sep 2020
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.46%
220,868
$4,630,000 30 Sep 2020
13F
COHEN & STEERS, INC.
13F
Company
0.35%
169,198
$3,546,000 30 Sep 2020
13F
OSAIC HOLDINGS, INC.
13F
Company
0.34%
162,495
$3,403,000 30 Sep 2020
13F
Cetera Advisor Networks LLC
13F
Company
0.32%
153,879
$3,225,000 30 Sep 2020
13F
Csenge Advisory Group
13F
Company
0.3%
144,360
$3,043,000 30 Sep 2020
13F
NWAM LLC
13F
Company
0.29%
140,754
$2,950,000 30 Sep 2020
13F
Elevated Capital Advisors, LLC
13F
Company
0.24%
113,665
$2,507,000 30 Sep 2020
13F
TRUIST FINANCIAL CORP
13F
Company
0.19%
91,695
$1,921,000 30 Sep 2020
13F
UBS Group AG
13F
Company
0.16%
76,191
$1,597,000 30 Sep 2020
13F
Jefferies Group LLC
13F
Company
0.15%
73,210
$1,534,000 30 Sep 2020
13F
MERCER GLOBAL ADVISORS INC /ADV
13F
Company
0.14%
68,112
$1,428,000 30 Sep 2020
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
0.14%
65,624
$1,376,000 30 Sep 2020
13F
Family Firm, Inc.
13F
Company
0.13%
64,230
$1,346,000 30 Sep 2020
13F
Sound Income Strategies, LLC
13F
Company
0.11%
54,872
$1,150,000 30 Sep 2020
13F
STIFEL FINANCIAL CORP
13F
Company
0.09%
43,627
$914,000 30 Sep 2020
13F
Federation Des Caisses Desjardins du Quebec
13F
Individual
0.09%
41,381
$867,346 30 Sep 2020
13F
Private Advisor Group, LLC
13F
Company
0.08%
39,217
$822,000 30 Sep 2020
13F
TIEMANN INVESTMENT ADVISORS, LLC
13F
Company
0.08%
36,909
$774,000 30 Sep 2020
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
0.07%
36,130
$757,000 30 Sep 2020
13F
THRIVENT FINANCIAL FOR LUTHERANS
13F
Company
0.07%
33,005
$692,000 30 Sep 2020
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.07%
31,904
$669,000 30 Sep 2020
13F
WEDBUSH SECURITIES INC
13F
Company
0.06%
29,163
$611,000 30 Sep 2020
13F
Titus Wealth Management
13F
Company
0.06%
26,800
$562,000 30 Sep 2020
13F
MML INVESTORS SERVICES, LLC
13F
Company
0.06%
26,693
$559,000 30 Sep 2020
13F
AVANTAX ADVISORY SERVICES, INC.
13F
Company
0.05%
24,891
$523,000 30 Sep 2020
13F
BARD ASSOCIATES INC
13F
Company
0.05%
24,750
$519,000 30 Sep 2020
13F
Pinnacle Wealth Planning Services, Inc.
13F
Company
0.05%
23,500
$493,000 30 Sep 2020
13F
Creative Planning
13F
Company
0.05%
23,253
$487,000 30 Sep 2020
13F
Affiance Financial, LLC
13F
Company
0.05%
23,134
$485,000 30 Sep 2020
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
0.05%
23,000
$483,000 30 Sep 2020
13F
American Financial Advisors, LLC
13F
Company
0.05%
22,924
$480,000 30 Sep 2020
13F
Oxbow Advisors, LLC
13F
Company
0.05%
22,816
$478,000 30 Sep 2020
13F
Belpointe Asset Management LLC
13F
Company
0.06%
28,404
$468,000 30 Sep 2020
13F
HighTower Advisors, LLC
13F
Company
0.05%
21,991
$456,000 30 Sep 2020
13F
DAVENPORT & Co LLC
13F
Company
0.04%
20,478
$429,000 30 Sep 2020
13F
SYNOVUS FINANCIAL CORP
13F
Company
0.04%
19,832
$415,000 30 Sep 2020
13F
EPG Wealth Management LLC
13F
Company
0.04%
19,637
$412,000 30 Sep 2020
13F
OPPENHEIMER & CO INC
13F
Company
0.04%
17,387
$364,000 30 Sep 2020
13F
US BANCORP \DE\
13F
Company
0.03%
16,108
$338,000 30 Sep 2020
13F
Geneos Wealth Management Inc.
13F
Company
0.03%
16,467
$337,000 30 Sep 2020
13F
HOLLENCREST CAPITAL MANAGEMENT
13F
Company
0.03%
16,060
$337,000 30 Sep 2020
13F
Sheaff Brock Investment Advisors, LLC
13F
Company
0.03%
15,425
$323,000 30 Sep 2020
13F

Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) as of Q4 2020

As of 31 Dec 2020, Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) was held by 102 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,823,166 shares. The largest 10 holders included ROYAL BANK OF CANADA, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, Covington Capital Management, AMERIPRISE FINANCIAL INC, COMMONWEALTH EQUITY SERVICES, LLC, LPL Financial LLC, Invesco Ltd., WELLS FARGO & COMPANY/MN, and COHEN & STEERS, INC.. This page lists 102 institutional shareholders reporting positions in this security for the Q4 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2020 vs Q3 2020 Across Filers

Q3 2020 holders
96
Q4 2020 holders
102
Holder diff
6
Investor Q3 2020 Shares Q4 2020 Shares Share Diff Share Chg % Q3 2020 Value $ Q4 2020 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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