| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| STEM, INC. | President, Transformational | Common Stock, Par Value $0.0001 Per Share | 716,110 | $1,303,320 | $1.82 | 19 Mar 2024 | Direct |
| STEM, INC. | President, Transformational | Common Stock, Par Value $0.0001 Per Share | 537,886 | $978,953 | $1.82 | 19 Mar 2024 | By Trust |
| STEM, INC. | President, Transformational | Common Stock, Par Value $0.0001 Per Share | 268,943 | $489,476 | $1.82 | 19 Mar 2024 | By 2021 K.B. Schaefer Legacy Trust |
| STEM, INC. | President, Transformational | Common Stock, Par Value $0.0001 Per Share | 268,943 | $489,476 | $1.82 | 19 Mar 2024 | By 2021 N.R. Schaefer Legacy Trust |
| STEM, INC. | President, Transformational | Restricted Stock Unit | 77,573 | $192,381 | $2.48 | 01 Mar 2024 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| STEM | STEM, INC. | 19 Mar 2024 | 1 | -$182,000 | 4 | President, Transformational | 20 Mar 2024, 18:08 |
| STEM | STEM, INC. | 08 Mar 2024 | 1 | -$82,044 | 4 | President, Transformational | 12 Mar 2024, 16:16 |
| STEM | STEM, INC. | 01 Mar 2024 | 4 | -$14,744 | 4 | President, Transformational | 05 Mar 2024, 16:23 |
| STEM | STEM, INC. | 15 Feb 2024 | 3 | -$24,935 | 4 | President, Transformational | 20 Feb 2024, 16:49 |
| STEM | STEM, INC. | 15 Mar 2023 | 1 | -$77,843 | 4 | President, Transformational | 17 Mar 2023, 17:24 |
| STEM | STEM, INC. | 09 Mar 2023 | 1 | -$46,187 | 4 | President, Transformational | 13 Mar 2023, 16:45 |
| STEM | STEM, INC. | 01 Mar 2023 | 2 | $0 | 4 | President, Transformational | 03 Mar 2023, 16:10 |
| STEM | STEM, INC. | 15 Feb 2023 | 2 | $0 | 4 | President, Transformational | 17 Feb 2023, 19:40 |
| STEM | STEM, INC. | 11 Mar 2022 | 0 | $0 | 3 | President, AlsoEnergy | 14 Mar 2022, 21:23 |
| STEM | STEM, INC. | 01 Mar 2022 | 3 | $0 | 4 | President, AlsoEnergy | 15 Mar 2022, 16:09 |