Robert Schaefer - 15 Feb 2023 Form 4 Insider Report for STEM, INC. (STEM)

Reporting relationship: President, Transformational
Issuer ticker: STEM
Reported as of: 15 Feb 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 17 Feb 2023, 19:40:43 UTC
Prior SEC filing: 14 Mar 2022
Next SEC filing: 03 Mar 2023
Source filing: View source filing
Reporting owner signature: /s/ Kathy Medford, Attorney-in-Fact

Key filing fact

Robert Schaefer filed Form 4 for STEM, INC. (STEM) on 17 Feb 2023.

Key facts

This page summarizes Robert Schaefer's Form 4 filing for STEM, INC. (STEM).
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 17 Feb 2023, 19:40.

Change

Previous filing in this sequence was filed on 14 Mar 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STEM transaction Derivative

Restricted Stock Unit

Award

Transaction value: $0
Shares: +65,789
Change %: +98%
Price: $0.000000
Shares after: 132,777
Date: 15 Feb 2023
Ownership: Direct
Underlying class: Common Stock, Par Value $0.0001 Per Share
Underlying amount: 65,789
Exercise price
Footnotes: F1, F2

STEM transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +84,989
Change %
Price: $0.000000
Shares after: 84,989
Date: 15 Feb 2023
Ownership: Direct
Underlying class: Common Stock, Par Value $0.0001 Per Share
Underlying amount: 84,989
Exercise price: $10.25
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock.

Footnote F2

The RSU award vests in three equal annual installments beginning on February 15, 2024.

Footnote F3

The option award vests in three equal annual installments beginning on February 15, 2024.

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