Robert Schaefer - Mar 19, 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
President, Transformational
Signature
/s/ Chen Zhang, attorney-in-fact
Stock symbol
STEM
Transactions as of
Mar 19, 2024
Transactions value $
-$182,000
Form type
4
Date filed
3/20/2024, 06:08 PM
Previous filing
Mar 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale -$182K -100K -12.25% $1.82 716K Mar 19, 2024 Direct
holding STEM Common Stock, Par Value $0.0001 Per Share 269K Mar 19, 2024 By 2021 K.B. Schaefer Legacy Trust F1
holding STEM Common Stock, Par Value $0.0001 Per Share 269K Mar 19, 2024 By 2021 N.R. Schaefer Legacy Trust F2
holding STEM Common Stock, Par Value $0.0001 Per Share 538K Mar 19, 2024 By Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
F2 Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.