Robert Schaefer - 19 Mar 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
President, Transformational
Signature
/s/ Chen Zhang, attorney-in-fact
Issuer symbol
STEM
Transactions as of
19 Mar 2024
Net transactions value
-$182,000
Form type
4
Filing time
20 Mar 2024, 18:08:10 UTC
Previous filing
12 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale $182,000 -100,000 -12% $1.82 716,110 19 Mar 2024 Direct
holding STEM Common Stock, Par Value $0.0001 Per Share 268,943 19 Mar 2024 By 2021 K.B. Schaefer Legacy Trust F1
holding STEM Common Stock, Par Value $0.0001 Per Share 268,943 19 Mar 2024 By 2021 N.R. Schaefer Legacy Trust F2
holding STEM Common Stock, Par Value $0.0001 Per Share 537,886 19 Mar 2024 By Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
F2 Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.