Key facts
- This page summarizes Robert Schaefer's Form 4 filing for STEM, INC. (STEM).
- 3 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 15 Mar 2022, 16:09.
Robert Schaefer - 01 Mar 2022 Form 4 Insider Report for STEM, INC. (STEM)
- Reporting relationship
- President, AlsoEnergy
- Issuer ticker
- STEM
- Reported as of
- 01 Mar 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 15 Mar 2022, 16:09:39 UTC
- Next SEC filing
- 14 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Saul R. Laureles, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Robert Schaefer filed Form 4 for STEM, INC. (STEM) on 15 Mar 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
STEM
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +667,556
- Change %
- Price
- $0.000000
- Shares after
- 667,556
- Date
- 14 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock, Par Value $0.0001 Per Share
- Underlying amount
- 667,556
- Exercise price
- Footnotes
- F1, F2
STEM
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +66,988
- Change %
- Price
- $0.000000
- Shares after
- 66,988
- Date
- 01 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock, Par Value $0.0001 Per Share
- Underlying amount
- 66,988
- Exercise price
- Footnotes
- F1, F3
STEM
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +104,668
- Change %
- Price
- $0.000000
- Shares after
- 104,668
- Date
- 01 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock, Par Value $0.0001 Per Share
- Underlying amount
- 104,668
- Exercise price
- $9.33
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock.
Footnote F2
Vests 100% on March 13, 2025, subject to the reporting person's employment with the issuer on such date.
Footnote F3
Vests in four equal annual installments from the date of grant, subject to the reporting person's continuous employment with the issuer on each anniversary date of grant.
Footnote F4
Vests in four equal annual installments from the date of grant, subject to the reporting person's continuous employment with the issuer on each anniversary date of grant.