Key facts
- This page summarizes Robert Schaefer's Form 4 filing for STEM, INC. (STEM).
- 1 reported transaction and 0 derivative rows are listed below.
- Filing timestamp: 12 Mar 2024, 16:16.
Robert Schaefer - 08 Mar 2024 Form 4 Insider Report for STEM, INC. (STEM)
- Signature
- /s/ Chen Zhang, attorney-in-fact
- Issuer symbol
- STEM
- Transactions as of
- 08 Mar 2024
- Net transactions value
- -$82,044
- Form type
- 4
- Filing time
- 12 Mar 2024, 16:16:25 UTC
- Previous filing
- 05 Mar 2024
- Next filing
- 20 Mar 2024
- SEC
- View on sec.gov
Key filing fact
Robert Schaefer filed Form 4 for STEM, INC. (STEM) on 12 Mar 2024.
Change
- Previous filing in this sequence was filed on 05 Mar 2024.
- Current net transaction value: -$82,044.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
STEM
transaction
Common Stock, Par Value $0.0001 Per Share
Sale
- Transaction value
- $82,044
- Shares
- -37,463
- Change %
- -4.4%
- Price
- $2.19
- Shares after
- 816,110
- Date
- 08 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
STEM
holding
Common Stock, Par Value $0.0001 Per Share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 268,943
- Date
- 08 Mar 2024
- Ownership
- By 2021 N.R. Schaefer Legacy Trust
- Footnotes
- F2
STEM
holding
Common Stock, Par Value $0.0001 Per Share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 268,943
- Date
- 08 Mar 2024
- Ownership
- By 2021 K.B. Schaefer Legacy Trust
- Footnotes
- F3
STEM
holding
Common Stock, Par Value $0.0001 Per Share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 537,886
- Date
- 08 Mar 2024
- Ownership
- By Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. |
| F2 | Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor. |
| F3 | Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor. |