Robert Schaefer - 11 Mar 2022 Form 3 Insider Report for STEM, INC. (STEM)

Reporting relationship
President, AlsoEnergy
Issuer ticker
STEM
Reported as of
11 Mar 2022
Net transaction value
$0
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
14 Mar 2022, 21:23:04 UTC
Prior SEC filing
15 Mar 2022
Next SEC filing
17 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Saul R. Laureles, attorney-in-fact

Key filing fact

Robert Schaefer filed Form 3 for STEM, INC. (STEM) on 14 Mar 2022.

Key facts

  • This page summarizes Robert Schaefer's Form 3 filing for STEM, INC. (STEM).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 14 Mar 2022, 21:23.

Change

  • Previous filing in this sequence was filed on 15 Mar 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STEM holding

Common Stock, Par Value $0.0001 Per Share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
727,831
Date
11 Mar 2022
Ownership
Direct
STEM holding

Common Stock, Par Value $0.0001 Per Share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
537,886
Date
11 Mar 2022
Ownership
By Trust
Footnotes
F1
STEM holding

Common Stock, Par Value $0.0001 Per Share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
268,943
Date
11 Mar 2022
Ownership
By 2021 N.R. Schaefer Legacy Trust
Footnotes
F2
STEM holding

Common Stock, Par Value $0.0001 Per Share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
268,943
Date
11 Mar 2022
Ownership
By 2021 K.B. Schaefer Legacy Trust
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Held by the Schaefer Descendants Trust, of which the reporting person is the settlor.

Footnote F2

Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.

Footnote F3

Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.

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