Robert Schaefer - 15 Mar 2023 Form 4 Insider Report for STEM, INC. (STEM)

Role
President, Transformational
Signature
/s/ Kathy Medford, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
15 Mar 2023
Net transactions value
-$77,843
Form type
4
Filing time
17 Mar 2023, 17:24:11 UTC
Previous filing
13 Mar 2023
Next filing
20 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale $77,843 -11,364 -1.5% $6.85 727,831 15 Mar 2023 Direct
holding STEM Common Stock, Par Value $0.0001 Per Share 268,943 15 Mar 2023 By 2021 K.B. Schaefer Legacy Trust F1
holding STEM Common Stock, Par Value $0.0001 Per Share 268,943 15 Mar 2023 By 2021 N.R. Schaefer Legacy Trust F2
holding STEM Common Stock, Par Value $0.0001 Per Share 537,886 15 Mar 2023 By Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
F2 Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
F3 Held by the Schaefer Descendants Trust, of which the reporting person is the settlor.