Robert Schaefer - 15 Mar 2023 Form 4 Insider Report for STEM, INC. (STEM)

Transaction date: 15 Mar 2023
Net transaction value: -$77,843
Issuer symbol: STEM
Form type: 4
Filing time: 17 Mar 2023, 17:24:11 UTC
Previous filing: 13 Mar 2023
Next filing: 20 Feb 2024
SEC filing: View on sec.gov
Role: President, Transformational
Signature: /s/ Kathy Medford, Attorney-in-Fact

Key filing fact

Robert Schaefer filed Form 4 for STEM, INC. (STEM) on 17 Mar 2023.

Key facts

This page summarizes Robert Schaefer's Form 4 filing for STEM, INC. (STEM).
1 reported transaction and 0 derivative rows are listed below.
Filing timestamp: 17 Mar 2023, 17:24.

Change

Previous filing in this sequence was filed on 13 Mar 2023.
Current net transaction value: -$77,843.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported transactions

STEM transaction

Common Stock, Par Value $0.0001 Per Share

Sale

Transaction value: $77,843
Shares: -11,364
Change %: -1.5%
Price: $6.85
Shares after: 727,831
Date: 15 Mar 2023
Ownership: Direct

STEM holding

Common Stock, Par Value $0.0001 Per Share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 268,943
Date: 15 Mar 2023
Ownership: By 2021 K.B. Schaefer Legacy Trust
Footnotes: F1

STEM holding

Common Stock, Par Value $0.0001 Per Share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 268,943
Date: 15 Mar 2023
Ownership: By 2021 N.R. Schaefer Legacy Trust
Footnotes: F2

STEM holding

Common Stock, Par Value $0.0001 Per Share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 537,886
Date: 15 Mar 2023
Ownership: By Trust
Footnotes: F3

^* indicates a reported price that failed the local validity check.

Explanation of Responses:

Id	Content
F1	Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
F2	Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
F3	Held by the Schaefer Descendants Trust, of which the reporting person is the settlor.

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