Form 4 holding
10%+ Owner
Volcon, Inc.
- Security class
- Common Stock
- Shares / value
- 24,973
- Estimated value
- $102,389
- Report date
- 08 Jul 2024
- Price
- $4.10
- Ownership
- By Subsidiary
UBS Group AG
Insider Reports History
- Reporting-owner location
- Zurich
- Latest reporting-owner signature
-
/s/ Dmitriy Kogan
Source: Latest parsed Forms 3/4/5 signature
- Transaction source note
- Rows are grouped by transaction date from the original SEC filing. Open the aggregated insider activity page to review issuer-level activity across dates.
Identity
Names, identifiers, and filing context for this profile.
1 identity field
SEC source record
Original filing metadata and source links for verification.
1 source field
Source evidence
Original filing metadata and source links for verification.
1 source field
Reported holdings for UBS Group AG
Form 4 holding
10%+ Owner
Global Star Acquisition Inc.
- Security class
- Common Stock
- Shares / value
- 9,501
- Estimated value
- $72,968
- Report date
- 21 Feb 2025
- Price
- $7.68
- Ownership
- By Subsidiary(1)(2)
Form 4 holding
10%+ Owner
Edible Garden AG Inc
- Security class
- Common Stock
- Shares / value
- 5,025
- Estimated value
- $26,729
- Report date
- 25 Apr 2024
- Price
- $5.32
- Ownership
- By Subsidiary
Form 4 holding
10%+ Owner
Volcon, Inc.
- Security class
- Common Stock
- Shares / value
- 26,130
- Estimated value
- $26,130
- Report date
- 05 Jul 2024
- Price
- $1.00
- Ownership
- UBS Securities LLC
Form 4 holding
Market maker/broker-dealer
ENDRA Life Sciences Inc.
- Security class
- Common Stock
- Shares / value
- 146,012
- Estimated value
- Report date
- 27 Aug 2024
- Price
- Ownership
- By Subsidiary
Form 4 holding
Market maker/broker-dealer
ENDRA Life Sciences Inc.
- Security class
- Common Stock
- Shares / value
- 146,012
- Estimated value
- Report date
- 27 Aug 2024
- Price
- Ownership
- UBS Securities LLC
Form 4 holding
10%+ Owner
GABELLI EQUITY TRUST INC
- Security class
- Auction Rate Preferred Stock
- Shares / value
- 35
- Estimated value
- Report date
- 05 Jan 2024
- Price
- Ownership
- By Subsidiary
Form 4 holding
10%+ Owner
BNY MELLON MUNICIPAL INCOME, INC.
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 12 Jul 2023
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 12 Jul 2023
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
BNY MELLON STRATEGIC MUNICIPALS, INC.
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 12 Jul 2023
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
Eaton Vance Ltd Duration Income Fund
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 29 May 2026
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
Eaton Vance Senior Floating-Rate Trust
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 29 May 2026
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
Eaton Vance Senior Income Trust
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 29 May 2026
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
GABELLI DIVIDEND & INCOME TRUST
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 28 Jun 2024
- Price
- Ownership
- By Subsidiary
Form 4 holding
10%+ Owner
GABELLI EQUITY TRUST INC
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 28 Jun 2024
- Price
- Ownership
- By Subsidiary
Form 4 holding
10%+ Owner
GABELLI MULTIMEDIA TRUST INC.
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 26 Jun 2024
- Price
- Ownership
- By Subsidiary
Form 4 holding
10%+ Owner
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 17 Apr 2024
- Price
- Ownership
- By Subsidiary
Form 4 holding
10%+ Owner
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 17 Apr 2024
- Price
- Ownership
- By Subsidiary
Form 4 holding
10%+ Owner
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 17 Apr 2024
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 17 Apr 2024
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
PIMCO CORPORATE & INCOME STRATEGY FUND
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 17 Apr 2024
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
PIMCO HIGH INCOME FUND
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 17 Apr 2024
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
PIMCO INCOME STRATEGY FUND
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 17 Apr 2024
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
PIMCO Income Strategy Fund II
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 17 Apr 2024
- Price
- Ownership
- By Subsidiary
Form 4 holding
10%+ Owner
PIMCO MUNICIPAL INCOME FUND
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 17 Apr 2024
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
PIMCO MUNICIPAL INCOME FUND II
- Security class
- Auction Preferred Securities
- Shares / value
- 0
- Estimated value
- Report date
- 17 Apr 2024
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
PIMCO MUNICIPAL INCOME FUND III
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 17 Apr 2024
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
PIMCO NEW YORK MUNICIPAL INCOME FUND
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 17 Apr 2024
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
PIMCO NEW YORK MUNICIPAL INCOME FUND II
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 17 Apr 2024
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
PIMCO NEW YORK MUNICIPAL INCOME FUND III
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 17 Apr 2024
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
Virtus Convertible & Income Fund
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 03 Nov 2022
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
Virtus Convertible & Income Fund II
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 03 Nov 2022
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 01 Mar 2023
- Price
- Ownership
- By subsidiary
Form 4 holding
10%+ Owner
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
- Security class
- Auction Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 01 Mar 2023
- Price
- Ownership
- By subsidiary -
Form 4 holding
10%+ Owner
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
- Security class
- Auction Rate Preferred Stock
- Shares / value
- 0
- Estimated value
- Report date
- 01 Mar 2023
- Price
- Ownership
- By subsidiary
Insider Reports Filed by UBS Group AG
4
EVF
Eaton Vance Senior Income Trust
- Report period
- 29 May 2026
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 29 May 2026, 15:47
- Role
- 10%+ Owner
- Next action
- Open filing details
4
EVV
Eaton Vance Ltd Duration Income Fund
- Report period
- 29 May 2026
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 29 May 2026, 15:19
- Role
- 10%+ Owner
- Next action
- Open filing details
4
EFR
Eaton Vance Senior Floating-Rate Trust
- Report period
- 29 May 2026
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 29 May 2026, 15:02
- Role
- 10%+ Owner
- Next action
- Open filing details
4
GLST
Global Star Acquisition Inc.
- Report period
- 21 Feb 2025
- Transactions
- 1
- Transaction value
- -$768
- Accepted by SEC
- 25 Feb 2025, 17:14
- Role
- 10%+ Owner
- Next action
- Open filing details
3
GLST
Global Star Acquisition Inc.
- Report period
- 20 Feb 2025
- Transactions
- 0
- Transaction value
- $0
- Accepted by SEC
- 24 Feb 2025, 16:28
- Role
- 10%+ Owner
- Next action
- Open filing details
4/A
NDRA
ENDRA Life Sciences Inc.
- Report period
- 27 Aug 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 05 Sep 2024, 15:28
- Role
- Market maker/broker-dealer
- Next action
- Open filing details
3/A
NDRA
ENDRA Life Sciences Inc.
- Report period
- 27 Aug 2024
- Transactions
- 0
- Transaction value
- $0
- Accepted by SEC
- 05 Sep 2024, 14:47
- Role
- Market maker/broker-dealer
- Next action
- Open filing details
4
VLCN
Volcon, Inc.
- Report period
- 05 Jul 2024
- Transactions
- 23
- Transaction value
- -$4,982
- Accepted by SEC
- 10 Jul 2024, 14:24
- Role
- 10%+ Owner
- Next action
- Open filing details
3
VLCN
Volcon, Inc.
- Report period
- 05 Jul 2024
- Transactions
- 0
- Transaction value
- $0
- Accepted by SEC
- 10 Jul 2024, 09:36
- Role
- 10%+ Owner
- Next action
- Open filing details
4
GDV
GABELLI DIVIDEND & INCOME TRUST
- Report period
- 28 Jun 2024
- Transactions
- 1
- Transaction value
- -$975,000
- Accepted by SEC
- 28 Jun 2024, 08:49
- Role
- 10%+ Owner
- Next action
- Open filing details
4
GAB
GABELLI EQUITY TRUST INC
- Report period
- 28 Jun 2024
- Transactions
- 1
- Transaction value
- -$450,000
- Accepted by SEC
- 28 Jun 2024, 08:37
- Role
- 10%+ Owner
- Next action
- Open filing details
4
GDV
GABELLI DIVIDEND & INCOME TRUST
- Report period
- 27 Jun 2024
- Transactions
- 1
- Transaction value
- -$150,000
- Accepted by SEC
- 27 Jun 2024, 09:48
- Role
- 10%+ Owner
- Next action
- Open filing details
4
GGT
GABELLI MULTIMEDIA TRUST INC.
- Report period
- 26 Jun 2024
- Transactions
- 1
- Transaction value
- -$100,000
- Accepted by SEC
- 26 Jun 2024, 12:07
- Role
- 10%+ Owner
- Next action
- Open filing details
4
GDV
GABELLI DIVIDEND & INCOME TRUST
- Report period
- 26 Jun 2024
- Transactions
- 1
- Transaction value
- -$475,000
- Accepted by SEC
- 26 Jun 2024, 11:47
- Role
- 10%+ Owner
- Next action
- Open filing details
4
GAB
GABELLI EQUITY TRUST INC
- Report period
- 26 Jun 2024
- Transactions
- 1
- Transaction value
- -$425,000
- Accepted by SEC
- 26 Jun 2024, 09:59
- Role
- 10%+ Owner
- Next action
- Open filing details
3
EDBL
Edible Garden AG Inc
- Report period
- 25 Apr 2024
- Transactions
- 0
- Transaction value
- $0
- Accepted by SEC
- 01 May 2024, 16:28
- Role
- 10%+ Owner
- Next action
- Open filing details
4
EDBL
Edible Garden AG Inc
- Report period
- 24 Apr 2024
- Transactions
- 18
- Transaction value
- -$157,870
- Accepted by SEC
- 03 May 2024, 12:04
- Role
- 10%+ Owner
- Next action
- Open filing details
3/A
EDBL
Edible Garden AG Inc
- Report period
- 24 Apr 2024
- Transactions
- 0
- Transaction value
- $0
- Accepted by SEC
- 03 May 2024, 11:04
- Role
- 10%+ Owner
- Next action
- Open filing details
4/A
PYN
PIMCO NEW YORK MUNICIPAL INCOME FUND III
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 14:41
- Role
- 10%+ Owner
- Next action
- Open filing details
4
PZC
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 14:31
- Role
- 10%+ Owner
- Next action
- Open filing details
4
PYN
PIMCO NEW YORK MUNICIPAL INCOME FUND III
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 14:24
- Role
- 10%+ Owner
- Next action
- Open filing details
4
PTY
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 14:16
- Role
- 10%+ Owner
- Next action
- Open filing details
4
PNI
PIMCO NEW YORK MUNICIPAL INCOME FUND II
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 14:11
- Role
- 10%+ Owner
- Next action
- Open filing details
4
PNF
PIMCO NEW YORK MUNICIPAL INCOME FUND
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 14:06
- Role
- 10%+ Owner
- Next action
- Open filing details
4
PMX
PIMCO MUNICIPAL INCOME FUND III
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 14:00
- Role
- 10%+ Owner
- Next action
- Open filing details
4
PML
PIMCO MUNICIPAL INCOME FUND II
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 13:52
- Role
- 10%+ Owner
- Next action
- Open filing details
4
PMF
PIMCO MUNICIPAL INCOME FUND
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 13:45
- Role
- 10%+ Owner
- Next action
- Open filing details
4
PHK
PIMCO HIGH INCOME FUND
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 13:39
- Role
- 10%+ Owner
- Next action
- Open filing details
4
PFN
PIMCO Income Strategy Fund II
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 13:33
- Role
- 10%+ Owner
- Next action
- Open filing details
4
PFL
PIMCO INCOME STRATEGY FUND
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 13:27
- Role
- 10%+ Owner
- Next action
- Open filing details
4
PCQ
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 13:20
- Role
- 10%+ Owner
- Next action
- Open filing details
4
PCN
PIMCO CORPORATE & INCOME STRATEGY FUND
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 13:11
- Role
- 10%+ Owner
- Next action
- Open filing details
4
PCK
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
- Report period
- 17 Apr 2024
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 18 Apr 2024, 12:59
- Role
- 10%+ Owner
- Next action
- Open filing details
3
GAB
GABELLI EQUITY TRUST INC
- Report period
- 05 Jan 2024
- Transactions
- 0
- Transaction value
- $0
- Accepted by SEC
- 18 Jan 2024, 09:01
- Role
- 10%+ Owner
- Next action
- Open filing details
4
LEO
BNY MELLON STRATEGIC MUNICIPALS, INC.
- Report period
- 12 Jul 2023
- Transactions
- 1
- Transaction value
- -$2.32
- Accepted by SEC
- 17 Jul 2023, 10:50
- Role
- 10%+ Owner
- Next action
- Open filing details
4
DSM
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
- Report period
- 12 Jul 2023
- Transactions
- 1
- Transaction value
- -$1.49
- Accepted by SEC
- 17 Jul 2023, 09:59
- Role
- 10%+ Owner
- Next action
- Open filing details
4
DMF
BNY MELLON MUNICIPAL INCOME, INC.
- Report period
- 12 Jul 2023
- Transactions
- 1
- Transaction value
- -$0.825
- Accepted by SEC
- 17 Jul 2023, 09:30
- Role
- 10%+ Owner
- Next action
- Open filing details
4
MMU
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
- Report period
- 01 Mar 2023
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 03 Mar 2023, 10:34
- Role
- 10%+ Owner
- Next action
- Open filing details
4
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
- Report period
- 01 Mar 2023
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 03 Mar 2023, 10:26
- Role
- 10%+ Owner
- Next action
- Open filing details
4
SBI
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
- Report period
- 01 Mar 2023
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 03 Mar 2023, 10:22
- Role
- 10%+ Owner
- Next action
- Open filing details
4/A
MMU
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
- Report period
- 24 Feb 2023
- Transactions
- 3
- Transaction value
- +$20,277,776
- Accepted by SEC
- 28 Feb 2023, 12:33
- Role
- 10%+ Owner
- Next action
- Open filing details
3
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
- Report period
- 26 Jan 2023
- Transactions
- 0
- Transaction value
- $0
- Accepted by SEC
- 02 Feb 2023, 07:56
- Role
- 10%+ Owner
- Next action
- Open filing details
4
NCZ
Virtus Convertible & Income Fund II
- Report period
- 03 Nov 2022
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 08 Nov 2022, 10:54
- Role
- 10%+ Owner
- Next action
- Open filing details
4
NCV
Virtus Convertible & Income Fund
- Report period
- 03 Nov 2022
- Transactions
- 1
- Transaction value
- $0
- Accepted by SEC
- 08 Nov 2022, 10:49
- Role
- 10%+ Owner
- Next action
- Open filing details
3
GDV
GABELLI DIVIDEND & INCOME TRUST
- Report period
- 16 Apr 2021
- Transactions
- 0
- Transaction value
- $0
- Accepted by SEC
- 07 May 2021, 17:23
- Role
- 10%+ Owner
- Next action
- Open filing details