UBS Group AG - Jun 26, 2024 Form 4 Insider Report for GABELLI EQUITY TRUST INC (GAB)

Role
10%+ Owner
Signature
Andrew Johnson
Stock symbol
GAB
Transactions as of
Jun 26, 2024
Transactions value $
-$425,000
Form type
4
Date filed
6/26/2024, 09:59 AM
Previous filing
May 1, 2024
Next filing
Jun 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAB Auction Preferred Stock Other -$425K -17 -100% $25,000.00* 0 Jun 26, 2024 By Subsidiary F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

UBS Group AG is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients.
F2 362397507, Series C
F3 This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.