UBS Group AG - 28 Jun 2024 Form 4 Insider Report for GABELLI EQUITY TRUST INC (GAB)

Reporting relationship: 10%+ Owner
Issuer ticker: GAB
Reported as of: 28 Jun 2024
Net transaction value: -$450,000
SEC form: 4
Accepted by SEC: 28 Jun 2024, 08:37:16 UTC
Prior SEC filing: 27 Jun 2024
Next SEC filing: 10 Jul 2024
Source filing: View source filing
Reporting owner signature: Andrew Johnson

Key filing fact

UBS Group AG filed Form 4 for GABELLI EQUITY TRUST INC (GAB) on 28 Jun 2024.

Key facts

This page summarizes UBS Group AG's Form 4 filing for GABELLI EQUITY TRUST INC (GAB).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 28 Jun 2024, 08:37.

Change

Previous filing in this sequence was filed on 27 Jun 2024.
Current net transaction value: -$450,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GAB transaction

Auction Preferred Stock

Other

Transaction value: $450,000
Shares: -18
Change %: -100%
Price: $25000.00^*
Shares after: 0
Date: 28 Jun 2024
Ownership: By Subsidiary
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

UBS Group AG is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

CUSIP No. 362397606 - Series E

Footnote F2

This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

Footnote F3

This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients.