UBS Group AG - 27 Aug 2024 Form 3/A - Amendment Insider Report for ENDRA Life Sciences Inc. (NDRA)

Source evidence Original filing metadata and source links for verification. 6 source fields
SEC form
3/A - Amendment
Accepted by SEC
05 Sep 2024, 14:47:08 UTC
Original report date
29 Aug 2024
Prior SEC filing
10 Jul 2024
Next SEC filing
24 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Andrew Johnson

Key filing fact

UBS Group AG filed Form 3/A - Amendment for ENDRA Life Sciences Inc. (NDRA) on 05 Sep 2024.

Key facts

  • This page summarizes UBS Group AG's Form 3/A - Amendment filing for ENDRA Life Sciences Inc. (NDRA).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 05 Sep 2024, 14:47.

Change

  • Previous filing in this sequence was filed on 10 Jul 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NDRA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
146,012
Date
27 Aug 2024
Ownership
UBS Securities LLC
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC, UBS AG London Branch and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

Footnote F2

This Form 3 Amendment is being filed to correct and replace the original Form 3 filed on August 29, 2024. Subsequent to the date of first filing, the Reporting Person confirmed directly with the Issuer that, due to certain warrant exercises effected on August 27, 2024, the total outstanding common shares issued by ENDRA Life Sciences as of August 27, 2024 was 16,932,593 shares. When taking the revised share count into consideration, the Reporting Person determined it never beneficially owned more than 10% of ENDRA shares. Therefore the Form 3 previously filed by the Reporting Person was erroneous and unnecessary.

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