UBS Group AG - Jul 12, 2023 Form 4 Insider Report for BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. (DSM)

Role
10%+ Owner
Signature
Andrew Johnson
Stock symbol
DSM
Transactions as of
Jul 12, 2023
Transactions value $
-$1
Form type
4
Date filed
7/17/2023, 09:59 AM
Previous filing
Mar 3, 2023
Next filing
Jan 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DSM Auction Preferred Stock Other -$1 -1.49K -100% $0.00* 0 Jul 12, 2023 By subsidiary F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

UBS Group AG is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 CUSIP Nos. 09662E208, 09662E307, 09662E406 (Old Instrument Ids- 26202F206, 26202F305, 26202F404)
F2 At Par.
F3 This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.
F4 This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.