UBS Group AG - 12 Jul 2023 Form 4 Insider Report for BNY MELLON STRATEGIC MUNICIPALS, INC. (LEO)

Role
10%+ Owner
Signature
/s/ Andrew Johnson
Issuer symbol
LEO
Transactions as of
12 Jul 2023
Net transactions value
-$2.32
Form type
4
Filing time
17 Jul 2023, 10:50:14 UTC
Previous filing
03 Mar 2023
Next filing
18 Jan 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEO Auction Preferred Stock Other $2.32 -2,324 -100% $0.001000* 0 12 Jul 2023 By subsidiary F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

UBS Group AG is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 CSUIP Nos. 05588W207, 05588W306, 05588W405, 05588W504, 05588W603 (Old Instrument IDs - 261932206, 261932305, 261932404, 261932503, 261932602)
F2 At par
F3 This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.
F4 This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.