| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | Director | Common Stock | 43.6K | $513K | $11.78 | Apr 6, 2022 | Direct |
| HIGH INCOME SECURITIES FUND | Director | Common Stock | 42.5K | $275K | $6.48 | Aug 15, 2024 | Direct |
| SWISS HELVETIA FUND, INC. | Director | Common Stock | 5.32K | $47K | $8.82 | Mar 2, 2022 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| PCF | HIGH INCOME SECURITIES FUND | Aug 15, 2024 | 1 | $15.8K | 4 | Aug 19, 2024 | Director |
| PCF | HIGH INCOME SECURITIES FUND | Jun 4, 2024 | 1 | $681 | 4 | Jun 6, 2024 | Director |
| SPE | SPECIAL OPPORTUNITIES FUND, INC. | Apr 5, 2022 | 6 | -$870 | 4 | Apr 7, 2022 | Director |
| SWZ | SWISS HELVETIA FUND, INC. | Mar 2, 2022 | 3 | $8.85K | 4 | Mar 3, 2022 | Director |
| SPE | SPECIAL OPPORTUNITIES FUND, INC. | Jan 26, 2022 | 4 | $24.4K | 4 | Jan 28, 2022 | Director |
| PCF | HIGH INCOME SECURITIES FUND | Jan 21, 2022 | 1 | $5.8K | 4 | Jan 24, 2022 | Director |
| PCF | HIGH INCOME SECURITIES FUND | Nov 2, 2021 | 1 | $159K | 4 | Nov 3, 2021 | Director |
| SPE | SPECIAL OPPORTUNITIES FUND, INC. | Sep 20, 2021 | 3 | $37.5K | 4 | Sep 21, 2021 | Director |
| PCF | HIGH INCOME SECURITIES FUND | Sep 17, 2021 | 1 | -$90K | 4 | Sep 20, 2021 | Director |
| SPE | SPECIAL OPPORTUNITIES FUND, INC. | Jul 19, 2021 | 1 | $15K | 4 | Jul 20, 2021 | Director |