Gerald Hellerman - 02 Nov 2021 Form 4 Insider Report for HIGH INCOME SECURITIES FUND (PCF)

Reporting relationship: Director
Issuer ticker: PCF
Reported as of: 02 Nov 2021
Net transaction value: +$159,442
SEC form: 4
Accepted by SEC: 03 Nov 2021, 17:01:34 UTC
Prior SEC filing: 21 Sep 2021
Next SEC filing: 24 Jan 2022
Source filing: View source filing
Reporting owner signature: /s/ Stephanie Darling, Power of Attorney for Gerald Hellerman

Key filing fact

Gerald Hellerman filed Form 4 for HIGH INCOME SECURITIES FUND (PCF) on 03 Nov 2021.

Key facts

This page summarizes Gerald Hellerman's Form 4 filing for HIGH INCOME SECURITIES FUND (PCF).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 03 Nov 2021, 17:01.

Change

Previous filing in this sequence was filed on 21 Sep 2021.
Current net transaction value: +$159,442.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PCF transaction

Common Stock

Options Exercise

Transaction value: $159,442
Shares: +19,072
Change %: +163%
Price: $8.36
Shares after: 30,778
Date: 02 Nov 2021
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Non-transferable rights were issued to stockholders of record as of September 22, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

Footnote F2

Amount includes 694 shares of common stock received by the Reporting Person pursuant to automatic distributions.