Gerald Hellerman - 02 Mar 2022 Form 4 Insider Report for SWISS HELVETIA FUND, INC. (SWZ)

Reporting relationship: Director
Issuer ticker: SWZ
Reported as of: 02 Mar 2022
Net transaction value: +$8,850
SEC form: 4
Accepted by SEC: 03 Mar 2022, 14:26:38 UTC
Prior SEC filing: 28 Jan 2022
Next SEC filing: 07 Apr 2022
Source filing: View source filing
Reporting owner signature: /s/ Stephanie Darling, as Power of Attorney

Key filing fact

Gerald Hellerman filed Form 4 for SWISS HELVETIA FUND, INC. (SWZ) on 03 Mar 2022.

Key facts

This page summarizes Gerald Hellerman's Form 4 filing for SWISS HELVETIA FUND, INC. (SWZ).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 03 Mar 2022, 14:26.

Change

Previous filing in this sequence was filed on 28 Jan 2022.
Current net transaction value: +$8,850.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWZ transaction

Common Stock

Purchase

Transaction value: $2,368
Shares: +267
Change %: +6.2%
Price: $8.87
Shares after: 4,591
Date: 02 Mar 2022
Ownership: Direct
Footnotes: F1

SWZ transaction

Common Stock

Purchase

Transaction value: $2,080
Shares: +235
Change %: +5.1%
Price: $8.85
Shares after: 4,826
Date: 02 Mar 2022
Ownership: Direct

SWZ transaction

Common Stock

Purchase

Transaction value: $4,402
Shares: +498
Change %: +10%
Price: $8.84
Shares after: 5,324
Date: 02 Mar 2022
Ownership: Direct

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Mr. Hellerman acquired 257 shares of the issuer as the result of automatic reinvestment of dividends.

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