Gerald Hellerman - 05 Apr 2022 Form 4 Insider Report for SPECIAL OPPORTUNITIES FUND, INC. (SPE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
07 Apr 2022, 17:01:36 UTC
Prior SEC filing
03 Mar 2022
Next SEC filing
06 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Stephanie Darling, Power of Attorney for Gerald Hellerman

Key filing fact

Gerald Hellerman filed Form 4 for SPECIAL OPPORTUNITIES FUND, INC. (SPE) on 07 Apr 2022.

Key facts

  • This page summarizes Gerald Hellerman's Form 4 filing for SPECIAL OPPORTUNITIES FUND, INC. (SPE).
  • 6 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 07 Apr 2022, 17:01.

Change

  • Previous filing in this sequence was filed on 03 Mar 2022.
  • Current net transaction value: -$870.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPE transaction

Common Stock

Disposed to Issuer

Transaction value
$83,675
Shares
-5,333
Change %
-12%
Price
$15.69
Shares after
37,984
Date
05 Apr 2022
Ownership
Direct
Footnotes
F1, F2
SPE transaction

Common Stock

Purchase

Transaction value
$22,410
Shares
+1,500
Change %
+3.9%
Price
$14.94
Shares after
39,484
Date
06 Apr 2022
Ownership
Direct
Footnotes
F2
SPE transaction

Common Stock

Purchase

Transaction value
$29,540
Shares
+2,000
Change %
+5.1%
Price
$14.77
Shares after
41,484
Date
06 Apr 2022
Ownership
Direct
Footnotes
F2
SPE transaction

Common Stock

Purchase

Transaction value
$14,730
Shares
+1,000
Change %
+2.4%
Price
$14.73
Shares after
42,484
Date
06 Apr 2022
Ownership
Direct
Footnotes
F2
SPE transaction

Common Stock

Purchase

Transaction value
$1,465
Shares
+100
Change %
+0.24%
Price
$14.65
Shares after
42,584
Date
06 Apr 2022
Ownership
Direct
Footnotes
F2
SPE transaction

Common Stock

Purchase

Transaction value
$14,660
Shares
+1,000
Change %
+2.3%
Price
$14.66
Shares after
43,584
Date
06 Apr 2022
Ownership
Direct
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.

Footnote F2

Includes shares acquired through reinvested distributions.

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