Gerald Hellerman - 23 Jan 2026 Form 4 Insider Report for Total Return Securities Fund (SWZ)

Reporting relationship: Director
Issuer ticker: SWZ
Reported as of: 23 Jan 2026
Net transaction value: -$11,952
SEC form: 4
Accepted by SEC: 27 Jan 2026, 16:32:53 UTC
Prior SEC filing: 03 Apr 2025
Source filing: View source filing
Reporting owner signature: /s/ Stephanie Darling, as Power of Attorney

Filing notes and source

Key filing fact

Gerald Hellerman filed Form 4 for Total Return Securities Fund (SWZ) on 27 Jan 2026.

Key facts

This page summarizes Gerald Hellerman's Form 4 filing for Total Return Securities Fund (SWZ).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 27 Jan 2026, 16:32.

Change

Previous filing in this sequence was filed on 03 Apr 2025.
Current net transaction value: -$11,952.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001222911 Primary reporting owner

HELLERMAN GERALD

Relationship: Director
Address: 5431 NW 21ST AVE., BOCA RATON
Signature: /s/ Stephanie Darling, as Power of Attorney
Signature date: 27 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWZ transaction

Common Stock

Disposed to Issuer

Transaction value: $11,952
Shares: -1,755
Change %: -33%
Price: $6.81
Shares after: 3,527
Date: 23 Jan 2026
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents the sale of shares to the issuer pursuant to issuer tender offer exempt under Rule 16b-3.

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