David Nierenberg

Insider Reports History

Identity Names, identifiers, and filing context for this profile. 1 identity field
Reporting-owner location
Camas, WA
SEC source record Original filing metadata and source links for verification. 1 source field
Latest reporting-owner signature
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. By: /s/ David Nierenberg Name: David Nierenberg Title:President
Source: Latest parsed Forms 3/4/5 signature
Source evidence Original filing metadata and source links for verification. 1 source field
Transaction source note
Rows are grouped by transaction date from the original SEC filing. Open the aggregated insider activity page to review issuer-level activity across dates.

Reported holdings for David Nierenberg

Form 4 holding 10%+ Owner

POTBELLY CORP

Security class
Common Stock
Shares / value
1,561,985
Estimated value
$14,620,180
Report date
28 Mar 2025
Price
$9.36
Ownership
By: The D3 Family Bulldog Fund, L.P.
Form 4 holding 10%+ Owner

POTBELLY CORP

Security class
Common Stock
Shares / value
887,555
Estimated value
$8,307,515
Report date
28 Mar 2025
Price
$9.36
Ownership
By: The D3 Family Fund, L.P.
Form 4 holding 10%+ Owner

POTBELLY CORP

Security class
Common Stock
Shares / value
425,555
Estimated value
$3,983,195
Report date
28 Mar 2025
Price
$9.36
Ownership
By: Benedict Value Fund, L.P.
Form 4 holding Director

FLOTEK INDUSTRIES INC/CN/

Security class
Common Shares
Shares / value
765,150
Estimated value
$2,547,950
Report date
14 Dec 2023
Price
$3.33
Ownership
By The D3 Family Bulldog Fund, LP
Form 4 holding Director

FLOTEK INDUSTRIES INC/CN/

Security class
Common Shares
Shares / value
434,580
Estimated value
$1,447,151
Report date
14 Dec 2023
Price
$3.33
Ownership
By The D3 Family Fund, LP
Form 4 holding 10%+ Owner

POTBELLY CORP

Security class
Common Stock
Shares / value
124,167
Estimated value
$1,162,203
Report date
28 Mar 2025
Price
$9.36
Ownership
Direct
Form 4 holding 10%+ Owner

POTBELLY CORP

Security class
Common Stock
Shares / value
105,469
Estimated value
$987,190
Report date
28 Mar 2025
Price
$9.36
Ownership
By: Haredale Ltd.
Form 4 holding Director

FLOTEK INDUSTRIES INC/CN/

Security class
Common Shares
Shares / value
69,929
Estimated value
$232,864
Report date
14 Dec 2023
Price
$3.33
Ownership
Direct
Form 4 holding Director

FLOTEK INDUSTRIES INC/CN/

Security class
Common Shares
Shares / value
47,907
Estimated value
$159,530
Report date
14 Dec 2023
Price
$3.33
Ownership
By Haredale Ltd.
Form 4 holding 10%+ Owner

POTBELLY CORP

Security class
Common Stock
Shares / value
3,150
Estimated value
$29,484
Report date
28 Mar 2025
Price
$9.36
Ownership
By: Spouse
Form 4 holding 10%+ Owner

POTBELLY CORP

Security class
Common Stock
Shares / value
1,590
Estimated value
$14,882
Report date
28 Mar 2025
Price
$9.36
Ownership
By: Children
Form 4 holding Director, 10%+ Owner

Houston Wire & Cable CO

Security class
COMMON STOCK
Shares / value
0
Estimated value
Report date
15 Jun 2021
Price
Ownership
By D3 Family Bulldog Fund LP
Form 4 holding Director, 10%+ Owner

Houston Wire & Cable CO

Security class
COMMON STOCK
Shares / value
0
Estimated value
Report date
15 Jun 2021
Price
Ownership
By D3 Family Fund LP
Form 4 holding Director, 10%+ Owner

Houston Wire & Cable CO

Security class
COMMON STOCK
Shares / value
0
Estimated value
Report date
15 Jun 2021
Price
Ownership
By Haredale LTD

Insider Reports Filed by David Nierenberg

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