Key facts
- This page summarizes David Nierenberg's Form 4 filing for Houston Wire & Cable CO.
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 21 Jun 2021, 15:30.
David Nierenberg - 15 Jun 2021 Form 4 Insider Report for Houston Wire & Cable CO
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 15 Jun 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 21 Jun 2021, 15:30:44 UTC
- Prior SEC filing
- 07 Jun 2021
- Next SEC filing
- 04 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /S/TAMIKA HOWARD, ATTORNEY-IN-FACT
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David Nierenberg filed Form 4 for Houston Wire & Cable CO on 21 Jun 2021.
Change
- Previous filing in this sequence was filed on 07 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HWCC
transaction
COMMON STOCK
Disposed to Issuer
- Transaction value
- Shares
- -664,888
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 15 Jun 2021
- Ownership
- By D3 Family Fund LP
- Footnotes
- F1, F2
HWCC
transaction
COMMON STOCK
Disposed to Issuer
- Transaction value
- Shares
- -1,314,254
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 15 Jun 2021
- Ownership
- By D3 Family Bulldog Fund LP
- Footnotes
- F1, F2
HWCC
transaction
COMMON STOCK
Disposed to Issuer
- Transaction value
- Shares
- -64,216
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 15 Jun 2021
- Ownership
- By Haredale LTD
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
David Nierenberg is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 24, 2021, by and among the Omni Cable, LLC, OCDFH Acquisition Sub Inc. ("Merger Sub") and Houston Wire & Cable Company (the "Issuer"), effective as of the effective time of the merger of Merger Sub with and into the Issuer (the "Merger"), these shares of the Issuer's common stock were canceled and converted into the right to receive $5.30 in cash per share (the "Merger Consideration").
Footnote F2
Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP and The D3 Family Bulldog Fund, LP, and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.