David Nierenberg - Jun 3, 2021 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
Director
Signature
/s/ Nicholas J. Bigney, attorney-in-fact
Stock symbol
FTK
Transactions as of
Jun 3, 2021
Transactions value $
$0
Form type
4
Date filed
6/7/2021, 06:54 PM
Next filing
Jun 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Stock Award $0 +104K +66.38% $0.00 260K Jun 3, 2021 Direct F1
holding FTK Common Stock 153K Jun 3, 2021 By Haredale Ltd. F2
holding FTK Common Stock 1.52M Jun 3, 2021 By The D3 Family Fund, LP F2
holding FTK Common Stock 3.01M Jun 3, 2021 By The D3 Family Bulldog Fund, LP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of shares for annual retainer and board fees, which Mr. Nierenberg elected to take in stock rather than cash. Shares vest at the earlier of one year from date of grant and the 2022 annual meeting.
F2 The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.