David Nierenberg - Jan 20, 2023 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
Director
Signature
/s/ Nicholas J. Bigney, attorney-in-fact
Stock symbol
FTK
Transactions as of
Jan 20, 2023
Transactions value $
$0
Form type
4
Date filed
1/24/2023, 03:46 PM
Previous filing
Aug 8, 2022
Next filing
Jun 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Shares Award $0 +13.2K +7.97% $0.00 178K Jan 20, 2023 Direct F1
holding FTK Common Shares 248K Jan 20, 2023 By Haredale Ltd.
holding FTK Common Shares 2.65M Jan 20, 2023 By The D3 Family Fund, LP
holding FTK Common Shares 4.89M Jan 20, 2023 By The D3 Family Bulldog Fund, LP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares reflect the prorated portion of Mr. Nierenberg's compensation for his appointment as chairman. Shares vest one year from date of grant.