David Nierenberg - 20 Jan 2023 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
Director
Signature
/s/ Nicholas J. Bigney, attorney-in-fact
Issuer symbol
FTK
Transactions as of
20 Jan 2023
Net transactions value
$0
Form type
4
Filing time
24 Jan 2023, 15:46:38 UTC
Previous filing
08 Aug 2022
Next filing
09 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Shares Award $0 +13,179 +8% $0.000000 178,468 20 Jan 2023 Direct F1
holding FTK Common Shares 247,660 20 Jan 2023 By Haredale Ltd.
holding FTK Common Shares 2,647,383 20 Jan 2023 By The D3 Family Fund, LP
holding FTK Common Shares 4,894,730 20 Jan 2023 By The D3 Family Bulldog Fund, LP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares reflect the prorated portion of Mr. Nierenberg's compensation for his appointment as chairman. Shares vest one year from date of grant.