David Nierenberg - 04 Aug 2022 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
Director
Signature
/s/ Nicholas J. Bigney, attorney-in-fact
Issuer symbol
FTK
Transactions as of
04 Aug 2022
Net transactions value
$0
Form type
4
Filing time
08 Aug 2022, 18:26:06 UTC
Previous filing
23 Mar 2022
Next filing
24 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Shares Award $0 +165,289 $0.000000 165,289 04 Aug 2022 Direct F1
holding FTK Common Shares 247,660 04 Aug 2022 By Haredale Ltd.
holding FTK Common Shares 2,647,383 04 Aug 2022 By The D3 Family Fund, LP
holding FTK Common Shares 4,894,730 04 Aug 2022 By The D3 Family Bulldog Fund, LP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of shares for annual retainer and board fees, which Mr. Nierenberg elected to take in stock rather than cash. Shares vest at the earlier of one year from date of grant and the 2023 annual meeting.