David Nierenberg - Aug 4, 2022 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
Director
Signature
/s/ Nicholas J. Bigney, attorney-in-fact
Stock symbol
FTK
Transactions as of
Aug 4, 2022
Transactions value $
$0
Form type
4
Date filed
8/8/2022, 06:26 PM
Previous filing
Mar 23, 2022
Next filing
Jan 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Shares Award $0 +165K $0.00 165K Aug 4, 2022 Direct F1
holding FTK Common Shares 248K Aug 4, 2022 By Haredale Ltd.
holding FTK Common Shares 2.65M Aug 4, 2022 By The D3 Family Fund, LP
holding FTK Common Shares 4.89M Aug 4, 2022 By The D3 Family Bulldog Fund, LP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of shares for annual retainer and board fees, which Mr. Nierenberg elected to take in stock rather than cash. Shares vest at the earlier of one year from date of grant and the 2023 annual meeting.