David Nierenberg - Jun 15, 2021 Form 4 Insider Report for Houston Wire & Cable CO (HWCC)

Role
Director, 10%+ Owner
Signature
/S/TAMIKA HOWARD, ATTORNEY-IN-FACT
Stock symbol
HWCC
Transactions as of
Jun 15, 2021
Transactions value $
$0
Form type
4
Date filed
6/21/2021, 03:30 PM
Previous filing
Jun 7, 2021
Next filing
Feb 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWCC COMMON STOCK Disposed to Issuer -665K -100% 0 Jun 15, 2021 By D3 Family Fund LP F1, F2
transaction HWCC COMMON STOCK Disposed to Issuer -1.31M -100% 0 Jun 15, 2021 By D3 Family Bulldog Fund LP F1, F2
transaction HWCC COMMON STOCK Disposed to Issuer -64.2K -100% 0 Jun 15, 2021 By Haredale LTD F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

David Nierenberg is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 24, 2021, by and among the Omni Cable, LLC, OCDFH Acquisition Sub Inc. ("Merger Sub") and Houston Wire & Cable Company (the "Issuer"), effective as of the effective time of the merger of Merger Sub with and into the Issuer (the "Merger"), these shares of the Issuer's common stock were canceled and converted into the right to receive $5.30 in cash per share (the "Merger Consideration").
F2 Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP and The D3 Family Bulldog Fund, LP, and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.