David Nierenberg - Dec 11, 2023 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
Director
Signature
/s/ J. Bond Clement as attorney-in-fact
Stock symbol
FTK
Transactions as of
Dec 11, 2023
Transactions value $
$189,189
Form type
4
Date filed
12/13/2023, 04:29 PM
Previous filing
Jul 5, 2023
Next filing
Dec 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Shares Purchase $16.8K +5.25K +1.29% $3.19 411K Dec 11, 2023 By The D3 Family Fund, LP
transaction FTK Common Shares Purchase $12K +3.75K +9.09% $3.19 45K Dec 11, 2023 By Haredale Ltd.
transaction FTK Common Shares Purchase $16.9K +4.95K +1.2% $3.42 416K Dec 12, 2023 By The D3 Family Fund, LP
transaction FTK Common Shares Purchase $23.7K +6.92K +0.95% $3.42 733K Dec 12, 2023 By The D3 Family Bulldog Fund, LP
transaction FTK Common Shares Purchase $2.93K +858 +1.91% $3.42 45.9K Dec 12, 2023 By Haredale Ltd.
transaction FTK Common Shares Purchase $40.7K +11.5K +2.77% $3.53 428K Dec 13, 2023 By The D3 Family Fund, LP
transaction FTK Common Shares Purchase $71.7K +20.3K +2.77% $3.53 753K Dec 13, 2023 By The D3 Family Bulldog Fund, LP
transaction FTK Common Shares Purchase $4.49K +1.27K +2.77% $3.53 47.2K Dec 13, 2023 By Haredale Ltd.
holding FTK Common Shares 69.9K Dec 11, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The number of shares beneficially owned following the transactions have been adjusted to reflect the one for six reverse split of the common stock effective September 25, 2023.