David Nierenberg - 11 Dec 2023 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
Director
Signature
/s/ J. Bond Clement as attorney-in-fact
Issuer symbol
FTK
Transactions as of
11 Dec 2023
Net transactions value
+$189,189
Form type
4
Filing time
13 Dec 2023, 16:29:07 UTC
Previous filing
05 Jul 2023
Next filing
15 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Shares Purchase $16,760 +5,254 +1.3% $3.19 411,305 11 Dec 2023 By The D3 Family Fund, LP
transaction FTK Common Shares Purchase $11,969 +3,752 +9.1% $3.19 45,029 11 Dec 2023 By Haredale Ltd.
transaction FTK Common Shares Purchase $16,943 +4,954 +1.2% $3.42 416,259 12 Dec 2023 By The D3 Family Fund, LP
transaction FTK Common Shares Purchase $23,677 +6,923 +0.95% $3.42 732,892 12 Dec 2023 By The D3 Family Bulldog Fund, LP
transaction FTK Common Shares Purchase $2,934 +858 +1.9% $3.42 45,887 12 Dec 2023 By Haredale Ltd.
transaction FTK Common Shares Purchase $40,722 +11,536 +2.8% $3.53 427,795 13 Dec 2023 By The D3 Family Fund, LP
transaction FTK Common Shares Purchase $71,694 +20,310 +2.8% $3.53 753,202 13 Dec 2023 By The D3 Family Bulldog Fund, LP
transaction FTK Common Shares Purchase $4,490 +1,272 +2.8% $3.53 47,159 13 Dec 2023 By Haredale Ltd.
holding FTK Common Shares 69,929 11 Dec 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The number of shares beneficially owned following the transactions have been adjusted to reflect the one for six reverse split of the common stock effective September 25, 2023.