4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 23 Jan 2018
- Reporting date
- 19 Jan 2018
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
Phillip Goldstein reports
- Company location
- Pleasantville, NY
Phillip Goldstein has filed 1,025 SEC EDGAR filings since 21 Aug 1998
SEC filing history
Showing 176-200 of 778 matching filings.
Per page
25
Current page
8
4/A
File 811-06111
FORM 4/A
- Filing date
- 22 Jan 2018
- Reporting date
- 02 Jun 2017
- SEC evidence
- Open document Open filing
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4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 19 Jan 2018
- Reporting date
- 17 Jan 2018
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 17 Jan 2018
- Reporting date
- 12 Jan 2018
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 12 Jan 2018
- Reporting date
- 10 Jan 2018
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 05 Jan 2018
- Reporting date
- 03 Jan 2018
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 26 Dec 2017
- Reporting date
- 21 Dec 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
3
File 001-36135
FORM 3
- Filing date
- 20 Dec 2017
- Reporting date
- 11 Dec 2017
- SEC evidence
- Open document Open filing
- Next action
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4
File 811-05770
OWNERSHIP DOCUMENT
- Filing date
- 07 Dec 2017
- Reporting date
- 05 Dec 2017
- SEC evidence
- Open document Open filing
- Next action
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4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 21 Nov 2017
- Reporting date
- 17 Nov 2017
- SEC evidence
- Open document Open filing
- Next action
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4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 17 Nov 2017
- Reporting date
- 15 Nov 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 15 Nov 2017
- Reporting date
- 13 Nov 2017
- SEC evidence
- Open document Open filing
- Next action
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4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 13 Nov 2017
- Reporting date
- 08 Nov 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05770
OWNERSHIP DOCUMENT
- Filing date
- 13 Nov 2017
- Reporting date
- 08 Nov 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 08 Nov 2017
- Reporting date
- 06 Nov 2017
- SEC evidence
- Open document Open filing
- Next action
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4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 01 Nov 2017
- Reporting date
- 30 Oct 2017
- SEC evidence
- Open document Open filing
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4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 30 Oct 2017
- Reporting date
- 26 Oct 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 26 Oct 2017
- Reporting date
- 24 Oct 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 24 Oct 2017
- Reporting date
- 20 Oct 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 20 Oct 2017
- Reporting date
- 18 Oct 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 13 Oct 2017
- Reporting date
- 04 Oct 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05770
OWNERSHIP DOCUMENT
- Filing date
- 10 Oct 2017
- Reporting date
- 06 Oct 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-06686
OWNERSHIP DOCUMENT
- Filing date
- 19 Sep 2017
- Reporting date
- 15 Sep 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 14 Sep 2017
- Reporting date
- 12 Sep 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 12 Sep 2017
- Reporting date
- 08 Sep 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing