4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 08 Sep 2017
- Reporting date
- 06 Sep 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
Phillip Goldstein reports
- Company location
- Pleasantville, NY
Phillip Goldstein has filed 1,025 SEC EDGAR filings since 21 Aug 1998
SEC filing history
Showing 201-225 of 778 matching filings.
Per page
25
Current page
9
4
File 811-06686
OWNERSHIP DOCUMENT
- Filing date
- 01 Sep 2017
- Reporting date
- 01 Sep 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05133
OWNERSHIP DOCUMENT
- Filing date
- 01 Sep 2017
- Reporting date
- 01 Sep 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 814-00201
FORM 4
- Filing date
- 25 Aug 2017
- Reporting date
- 23 Aug 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-07626
OWNERSHIP DOCUMENT
- Filing date
- 21 Aug 2017
- Reporting date
- 10 Aug 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
3
File 811-05770
OWNERSHIP DOCUMENT
- Filing date
- 21 Aug 2017
- Reporting date
- 11 Aug 2017
- SEC evidence
- Open document Open filing
- Next action
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4/A
File 811-07528
OWNERSHIP DOCUMENT
- Filing date
- 07 Aug 2017
- Reporting date
- 03 Aug 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-07528
OWNERSHIP DOCUMENT
- Filing date
- 04 Aug 2017
- Reporting date
- 03 Aug 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-07528
OWNERSHIP DOCUMENT
- Filing date
- 03 Aug 2017
- Reporting date
- 01 Aug 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05639
OWNERSHIP DOCUMENT
- Filing date
- 11 Jul 2017
- Reporting date
- 07 Jul 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05639
OWNERSHIP DOCUMENT
- Filing date
- 29 Jun 2017
- Reporting date
- 27 Jun 2017
- SEC evidence
- Open document Open filing
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4
File 811-05639
OWNERSHIP DOCUMENT
- Filing date
- 27 Jun 2017
- Reporting date
- 25 Jun 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05639
OWNERSHIP DOCUMENT
- Filing date
- 23 Jun 2017
- Reporting date
- 21 Jun 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-08002
OWNERSHIP DOCUMENT
- Filing date
- 22 Jun 2017
- Reporting date
- 20 Jun 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05639
OWNERSHIP DOCUMENT
- Filing date
- 21 Jun 2017
- Reporting date
- 19 Jun 2017
- SEC evidence
- Open document Open filing
- Next action
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4
File 811-08002
OWNERSHIP DOCUMENT
- Filing date
- 19 Jun 2017
- Reporting date
- 15 Jun 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 814-00201
FORM 4
- Filing date
- 15 Jun 2017
- Reporting date
- 13 Jun 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05639
OWNERSHIP DOCUMENT
- Filing date
- 15 Jun 2017
- Reporting date
- 13 Jun 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-08002
OWNERSHIP DOCUMENT
- Filing date
- 14 Jun 2017
- Reporting date
- 12 Jun 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-06686
OWNERSHIP DOCUMENT
- Filing date
- 13 Jun 2017
- Reporting date
- 09 Jun 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05639
OWNERSHIP DOCUMENT
- Filing date
- 12 Jun 2017
- Reporting date
- 08 Jun 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-08002
OWNERSHIP DOCUMENT
- Filing date
- 09 Jun 2017
- Reporting date
- 07 Jun 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 814-00778
OWNERSHIP DOCUMENT
- Filing date
- 08 Jun 2017
- Reporting date
- 07 Jun 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-05639
OWNERSHIP DOCUMENT
- Filing date
- 08 Jun 2017
- Reporting date
- 06 Jun 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
4
File 811-08002
OWNERSHIP DOCUMENT
- Filing date
- 07 Jun 2017
- Reporting date
- 05 Jun 2017
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing