Company location
Pleasantville, NY
Phillip Goldstein has filed 1,026 SEC EDGAR filings since 21 Aug 1998

SEC filing history

Showing 276-300 of 779 matching filings.

Per page
25
Current page
12
3 File 811-06686

OWNERSHIP DOCUMENT

Filing date
23 Mar 2017
Reporting date
17 Mar 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-08002

OWNERSHIP DOCUMENT

Filing date
22 Mar 2017
Reporting date
20 Mar 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05639

OWNERSHIP DOCUMENT

Filing date
22 Mar 2017
Reporting date
20 Mar 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-08002

OWNERSHIP DOCUMENT

Filing date
14 Mar 2017
Reporting date
10 Mar 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05639

OWNERSHIP DOCUMENT

Filing date
10 Mar 2017
Reporting date
08 Mar 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-08002

OWNERSHIP DOCUMENT

Filing date
10 Mar 2017
Reporting date
08 Mar 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05639

OWNERSHIP DOCUMENT

Filing date
08 Mar 2017
Reporting date
06 Mar 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-08002

OWNERSHIP DOCUMENT

Filing date
08 Mar 2017
Reporting date
06 Mar 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-08002

OWNERSHIP DOCUMENT

Filing date
02 Mar 2017
Reporting date
28 Feb 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-08002

OWNERSHIP DOCUMENT

Filing date
23 Feb 2017
Reporting date
21 Feb 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05639

OWNERSHIP DOCUMENT

Filing date
22 Feb 2017
Reporting date
17 Feb 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-08002

OWNERSHIP DOCUMENT

Filing date
21 Feb 2017
Reporting date
16 Feb 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-22499

OWNERSHIP DOCUMENT

Filing date
16 Feb 2017
Reporting date
15 Feb 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-08002

OWNERSHIP DOCUMENT

Filing date
16 Feb 2017
Reporting date
14 Feb 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-08002

OWNERSHIP DOCUMENT

Filing date
14 Feb 2017
Reporting date
09 Feb 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
5 File 811-07528

OWNERSHIP DOCUMENT

Filing date
14 Feb 2017
Reporting date
31 Dec 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-08002

OWNERSHIP DOCUMENT

Filing date
09 Feb 2017
Reporting date
08 Feb 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
3 File 811-08002

OWNERSHIP DOCUMENT

Filing date
09 Feb 2017
Reporting date
07 Feb 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05133

OWNERSHIP DOCUMENT

Filing date
09 Feb 2017
Reporting date
07 Feb 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05639

OWNERSHIP DOCUMENT

Filing date
09 Feb 2017
Reporting date
07 Feb 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05133

OWNERSHIP DOCUMENT

Filing date
07 Feb 2017
Reporting date
03 Feb 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05639

OWNERSHIP DOCUMENT

Filing date
06 Feb 2017
Reporting date
02 Feb 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05133

OWNERSHIP DOCUMENT

Filing date
03 Feb 2017
Reporting date
01 Feb 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05639

OWNERSHIP DOCUMENT

Filing date
02 Feb 2017
Reporting date
31 Jan 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 811-05133

OWNERSHIP DOCUMENT

Filing date
01 Feb 2017
Reporting date
30 Jan 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .