Phillip Goldstein reports

Company location: Pleasantville, NY

Phillip Goldstein has filed 1,025 SEC EDGAR filings since 21 Aug 1998

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SC13D
SC13G

SEC filing history

Showing 101-125 of 778 matching filings.

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25

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5

4 File 811-08985

4 filing

Filing date: 06 Mar 2020
Reporting date: 28 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

3/A File 811-08985

3/A filing

Filing date: 06 Mar 2020
Reporting date: 26 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05128

4 filing

Filing date: 02 Mar 2020
Reporting date: 27 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05128

4 filing

Filing date: 26 Feb 2020
Reporting date: 24 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-07528

OWNERSHIP DOCUMENT

Filing date: 25 Feb 2020
Reporting date: 21 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-07528

OWNERSHIP DOCUMENT

Filing date: 18 Feb 2020
Reporting date: 13 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

5 File 811-07528

OWNERSHIP DOCUMENT

Filing date: 14 Feb 2020
Reporting date: 31 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-06111

OWNERSHIP DOCUMENT

Filing date: 07 Feb 2020
Reporting date: 06 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05128

4 filing

Filing date: 08 Jan 2020
Reporting date: 06 Jan 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05128

4 filing

Filing date: 23 Dec 2019
Reporting date: 19 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05128

4 filing

Filing date: 19 Dec 2019
Reporting date: 17 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-08985

3 filing

Filing date: 06 Dec 2019
Reporting date: 26 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05128

4 filing

Filing date: 03 Dec 2019
Reporting date: 29 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 01 Nov 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 18 Oct 2019
Reporting date: 16 Oct 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-06445

4 filing

Filing date: 29 Aug 2019
Reporting date: 26 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

3/A File 811-06445

3/A filing

Filing date: 29 Aug 2019
Reporting date: 13 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-06445

3 filing

Filing date: 23 Aug 2019
Reporting date: 13 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00201

FORM 4

Filing date: 16 Jul 2019
Reporting date: 12 Jul 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D

SC 13D filing

Filing date: 30 Apr 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-10575

4 filing

Filing date: 22 Apr 2019
Reporting date: 17 Apr 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

5 File 001-36135

FORM 5

Filing date: 29 Mar 2019
Reporting date: 31 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00201

4 filing

Filing date: 28 Mar 2019
Reporting date: 26 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 27 Mar 2019
Reporting date: 25 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-07528

4 filing

Filing date: 20 Mar 2019
Reporting date: 19 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

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