Phillip Goldstein reports

Company location: Pleasantville, NY

Phillip Goldstein has filed 1,025 SEC EDGAR filings since 21 Aug 1998

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SEC filing history

Showing 76-100 of 778 matching filings.

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4

4/A File 811-05133

4/A filing

Filing date: 28 Dec 2020
Reporting date: 02 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00201

FORM 4

Filing date: 23 Dec 2020
Reporting date: 23 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 22 Dec 2020
Reporting date: 18 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 17 Dec 2020
Reporting date: 15 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 10 Dec 2020
Reporting date: 08 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 08 Dec 2020
Reporting date: 04 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 03 Dec 2020
Reporting date: 01 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 23 Oct 2020
Reporting date: 21 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 13 Oct 2020
Reporting date: 08 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 05 Oct 2020
Reporting date: 01 Oct 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 23 Sep 2020
Reporting date: 21 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 17 Sep 2020
Reporting date: 16 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 16 Sep 2020
Reporting date: 14 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A File 811-07528

OWNERSHIP DOCUMENT

Filing date: 18 Aug 2020
Reporting date: 21 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A File 811-07528

OWNERSHIP DOCUMENT

Filing date: 18 Aug 2020
Reporting date: 15 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-07528

OWNERSHIP DOCUMENT

Filing date: 23 Jul 2020
Reporting date: 21 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-07528

OWNERSHIP DOCUMENT

Filing date: 16 Jul 2020
Reporting date: 15 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-02736

3 filing

Filing date: 09 Jul 2020
Reporting date: 02 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-07528

OWNERSHIP DOCUMENT

Filing date: 23 Jun 2020
Reporting date: 19 Jun 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-07528

OWNERSHIP DOCUMENT

Filing date: 10 Jun 2020
Reporting date: 08 Jun 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05128

4 filing

Filing date: 04 May 2020
Reporting date: 30 Apr 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05128

4 filing

Filing date: 27 Apr 2020
Reporting date: 23 Apr 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 23 Apr 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-06445

PRIMARY DOCUMENT

Filing date: 21 Apr 2020
Reporting date: 06 Apr 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-06445

PRIMARY DOCUMENT

Filing date: 06 Apr 2020
Reporting date: 17 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

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