Phillip Goldstein reports

Company location: Pleasantville, NY

Phillip Goldstein has filed 1,025 SEC EDGAR filings since 21 Aug 1998

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SC13G

SEC filing history

Showing 51-75 of 778 matching filings.

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25

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3

4 File 811-07528

OWNERSHIP DOCUMENT

Filing date: 20 Dec 2021
Reporting date: 16 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

OWNERSHIP DOCUMENT

Filing date: 03 Nov 2021
Reporting date: 01 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-06111

OWNERSHIP DOCUMENT

Filing date: 18 Oct 2021
Reporting date: 15 Oct 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 28 Sep 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

OWNERSHIP DOCUMENT

Filing date: 18 Aug 2021
Reporting date: 17 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

OWNERSHIP DOCUMENT

Filing date: 17 Aug 2021
Reporting date: 13 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

OWNERSHIP DOCUMENT

Filing date: 13 Aug 2021
Reporting date: 11 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

OWNERSHIP DOCUMENT

Filing date: 11 Aug 2021
Reporting date: 09 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 11 Aug 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D

SC 13D filing

Filing date: 10 Aug 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

OWNERSHIP DOCUMENT

Filing date: 09 Aug 2021
Reporting date: 05 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05984

4 filing

Filing date: 05 Aug 2021
Reporting date: 05 Apr 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

OWNERSHIP DOCUMENT

Filing date: 05 Aug 2021
Reporting date: 03 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05128

4 filing

Filing date: 06 Jul 2021
Reporting date: 02 Jul 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-07528

OWNERSHIP DOCUMENT

Filing date: 24 Jun 2021
Reporting date: 24 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-07528

OWNERSHIP DOCUMENT

Filing date: 08 Jun 2021
Reporting date: 04 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05128

4 filing

Filing date: 08 Jun 2021
Reporting date: 04 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05128

4 filing

Filing date: 04 Jun 2021
Reporting date: 03 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05128

4 filing

Filing date: 03 Jun 2021
Reporting date: 01 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-22690

3 filing

Filing date: 10 May 2021
Reporting date: 30 Apr 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-05984

3 filing

Filing date: 24 Mar 2021
Reporting date: 10 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SC 13G/A filing

Filing date: 12 Feb 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 04 Feb 2021
Reporting date: 02 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05133

4 filing

Filing date: 28 Dec 2020
Reporting date: 23 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A File 811-05133

4/A filing

Filing date: 28 Dec 2020
Reporting date: 08 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

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