SEC ownership of Rezolute, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001509261.

Comparable stake leader

RA CAPITAL MANAGEMENT, L.P.

Disclosed value leader

RA CAPITAL MANAGEMENT, L.P.

Comparable rows

50/50

Latest evidence

31 Mar 2026

Ownership snapshot 2 signals
Latest 13D/G holder
RA CAPITAL MANAGEMENT, L.P.
Latest parsed evidence date
31 Mar 2026
Issuer 2 identity fields
CIK
0001509261
Location
Redwood City, CA

Ownership snapshot

Top shareholders of Rezolute, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
RA CAPITAL MANAGEMENT, L.P.
Disclosed value leader
RA CAPITAL MANAGEMENT, L.P.
Comparable rows
50/50
Latest evidence
31 Mar 2026
13D/G 13F Lead comparable stake: 9.9% 13D/G row: RA CAPITAL MANAGEMENT, L.P. Showing 1-8 of 50 holder rows.

Quick read

RA CAPITAL MANAGEMENT, L.P. leads the comparable SEC ownership view at 9.9%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Comparable ownership Top 5
RA CAPITAL MANAGEMENT, L.P. 9.9%
Opaleye Management Inc. 6.6%
BANK OF AMERICA CORP /DE/ 6.5%
BlackRock, Inc. 5.4%
BALYASNY ASSET MANAGEMENT L.P. 5.3%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
RA CAPITAL MANAGEMENT, L.P.
13D/G 13F
RA Capital Healthcare Fund, L.P. · Company
9.9%
$146,288,898
15,302,186 shares
$0 11 Dec 2025
Opaleye Management Inc.
13D/G 13F
Company
6.6%
$22,932,000
6,300,000 shares
+$5,049,044 31 Mar 2026
BANK OF AMERICA CORP /DE/
13D/G 13F
Company
6.5%
$14,372,832
6,064,486 shares
$0 31 Dec 2025
BlackRock, Inc.
13D/G 13F
Company
5.4%
$45,886,185
4,881,509 shares
$0 30 Sep 2025
BALYASNY ASSET MANAGEMENT L.P.
13D/G 13F
Company
5.3%
$18,376,252
5,048,421 shares
$0 31 Mar 2026
Nantahala Capital Management, LLC
13D/G
4.9%
$11,317,609
2,857,982 shares
-$8,350,591 31 Dec 2024
FMR LLC
13D/G 13F
Company
2.5%
$5,379,582
2,305,568 shares
-$24,514,368 31 Dec 2025
FEDERATED HERMES, INC.
13F
Company
13F
14%
$39,621,510
12,990,659 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to buying over the last 12 months. Net value: +$4,330,057.

Buys
$4,330,057
Insiders: 7
Sells
$0
Insiders: 0
Net
+$4,330,057
Shares: +1,384,644
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 1,384,644 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 10,000 0 $28,500 $0 +$28,500
3-6 133,299 0 $260,372 $0 +$260,372
6-9 0 0 $0 $0 $0
9-12 1,241,345 0 $4,041,185 $0 +$4,041,185

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-12 of 12 reporting-owner rows connected to Rezolute, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
12
Largest Forms 3/4/5 holder
Genexine Inc.
Net 12M change
+$4,330,057
Latest report
30 Mar 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Genexine Inc. 10%+ Owner $173,462,643 Mixed 26 Apr 2019
Young-Jin Kim Director $78,981,947 +$3,999,999 +5.3% Mixed 19 Nov 2025
HANDOK, INC. Director, 10%+ Owner $10,051,937 Mixed 15 Oct 2021
Nevan C. Elam CEO, Director $2,049,093 +$50,880 +2.5% Mixed 02 Mar 2026
Daron Evans Cfo $1,410,136 +$181,494 +15% Mixed 30 Mar 2026
Brian Kenneth Roberts Chief Medical Officer $1,043,459 +$58,539 +5.9% Mixed 02 Mar 2026
Gil M. Labrucherie Director $1,002,371 Mixed 19 Nov 2025
Nerissa Kreher Director $538,313 +$9,997 +1.9% Mixed 19 Nov 2025
Philippe Fauchet Director $510,045 Mixed 19 Nov 2025
Sunil Patilal Karnawat Chief Commercial Officer $209,091 +$19,599 +10% Mixed 15 Dec 2025
Wladimir Hogenhuis Director $202,250 +$9,549 +5% Filing P/S 16 Dec 2025
Erik Harris Director $192,990 Mixed 19 Nov 2025

Recent insider transactions for Rezolute, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Daron Evans RZLT Common Shares Purchase 2.47% $28,500 $2.85 10,000 414,462 30 Mar 2026 Direct
Brian Kenneth Roberts RZLT Common Shares Tax liability -3.71% -11,439 296,913 02 Mar 2026 Direct
Daron Evans RZLT Common Shares Tax liability -2.75% -11,438 404,462 02 Mar 2026 Direct
Nevan C. Elam RZLT Common Shares Tax liability -4.31% -27,618 613,501 02 Mar 2026 Direct
Wladimir Hogenhuis RZLT Common Shares Purchase 4.96% $9,548 $1.69 5,650 119,675 16 Dec 2025 Direct
Brian Kenneth Roberts RZLT Common Shares Purchase 9.99% $47,600 $1.70 28,000 308,352 16 Dec 2025 Direct
Daron Evans RZLT Common Shares Purchase 55.6% $4,475 $1.79 2,500 7,000 15 Dec 2025 Held by minor child #3
Daron Evans RZLT Common Shares Purchase 55.6% $4,462 $1.78 2,500 7,000 15 Dec 2025 Held by minor child #2
Daron Evans RZLT Common Shares Purchase 10.6% $70,640 $1.77 40,000 415,900 15 Dec 2025 Direct
Nevan C. Elam RZLT Common Shares Purchase 5.25% $50,880 $1.59 32,000 641,119 15 Dec 2025 Direct
Sunil Patilal Karnawat RZLT Common Shares Purchase 20.4% $19,599 $1.62 12,100 71,542 15 Dec 2025 Direct
Daron Evans RZLT Common Shares Purchase 8.69% $53,167 $5.04 10,549 131,900 09 Dec 2025 Direct
Brian Kenneth Roberts RZLT Common Shares Award 78.2% 123,000 280,352 19 Nov 2025 Direct
Brian Kenneth Roberts RZLT Employee Stock Option (Right to Buy) 72,000 72,000 19 Nov 2025 Direct
Sunil Patilal Karnawat RZLT Common Shares Award 116.6% 32,000 59,442 19 Nov 2025 Direct
Sunil Patilal Karnawat RZLT Employee Stock Option (Right to Buy) Award 19,000 19,000 19 Nov 2025 Direct
Nevan C. Elam RZLT Common Shares Award 108.5% 317,000 609,119 19 Nov 2025 Direct
Nevan C. Elam RZLT Employee Stock Option (Right to Buy) Award 186,000 186,000 19 Nov 2025 Direct
Daron Evans RZLT Common Shares Award 39.8% 107,000 375,900 19 Nov 2025 Direct
Daron Evans RZLT Employee Stock Option (Right to Buy) Award 63,000 63,000 19 Nov 2025 Direct
Nerissa Kreher RZLT Common Shares Award 55.9% 21,000 58,576 19 Nov 2025 Direct
Nerissa Kreher RZLT Director Stock Option (Right to Buy) Award 12,000 12,000 19 Nov 2025 Direct
Wladimir Hogenhuis RZLT Common Shares Award 22.6% 21,000 114,025 19 Nov 2025 Direct
Wladimir Hogenhuis RZLT Director Stock Option (Right to Buy) Award 12,000 12,000 19 Nov 2025 Direct
Erik Harris RZLT Common Shares Award 21,000 21,000 19 Nov 2025 Direct
Erik Harris RZLT Director Stock Option (Right to Buy) Award 12,000 12,000 19 Nov 2025 Direct
Young-Jin Kim RZLT Common Shares Award 14% 21,000 170,950 19 Nov 2025 Direct
Young-Jin Kim RZLT Director Stock Option (Right to Buy) Award 12,000 12,000 19 Nov 2025 Direct
Philippe Fauchet RZLT Common Shares Award 60.9% 21,000 55,500 19 Nov 2025 Direct
Philippe Fauchet RZLT Director Stock Option (Right to Buy) Award 12,000 12,000 19 Nov 2025 Direct
Gil M. Labrucherie RZLT Common Shares Award 60.9% 21,000 55,500 19 Nov 2025 Direct
Gil M. Labrucherie RZLT Director Stock Option (Right to Buy) Award 12,000 12,000 19 Nov 2025 Direct
Sunil Patilal Karnawat RZLT Common Shares Award 1023.8% 25,000 27,442 18 Aug 2025 Direct
Sunil Patilal Karnawat RZLT Employee Stock Option (Right to Buy) Award 275,000 275,000 18 Aug 2025 Direct
Brian Kenneth Roberts RZLT Common Shares Purchase 19.2% $10,939 $4.38 2,500 15,500 25 Jun 2025 Direct
Daron Evans RZLT Common Shares Purchase 1.89% $20,250 $4.05 5,000 268,900 24 Jun 2025 Direct
Young-Jin Kim RZLT Common Shares Purchase 17.1% $3,999,999 $3.25 1,230,769 8,423,386 13 Jun 2025 Held by Handok, Inc.
Nerissa Kreher RZLT Common Shares Purchase 8.92% $9,997 $3.25 3,076 37,576 13 Jun 2025 Direct
Nerissa Kreher RZLT Common Shares Award 35.3% 9,000 34,500 10 Jun 2025 Direct
Nerissa Kreher RZLT Director Stock Options (Right to Buy) Award 5,000 5,000 10 Jun 2025 Direct
Gil M. Labrucherie RZLT Common Shares Award 35.3% 9,000 34,500 10 Jun 2025 Direct
Gil M. Labrucherie RZLT Director Stock Option (Right to Buy) Award 5,000 5,000 10 Jun 2025 Direct
Wladimir Hogenhuis RZLT Common Shares Award 10.7% 9,000 93,025 10 Jun 2025 Direct
Wladimir Hogenhuis RZLT Director Stock Option (Right to Buy) Award 5,000 5,000 10 Jun 2025 Direct
Young-Jin Kim RZLT Common Shares Award 6.39% 9,000 149,950 10 Jun 2025 Direct
Young-Jin Kim RZLT Director Stock Option (Right to Buy) Award 5,000 5,000 10 Jun 2025 Direct
Daron Evans RZLT Common Shares Award 10.9% 26,000 263,900 10 Jun 2025 Direct
Daron Evans RZLT Employee Stock Option (Right to Buy) Award 15,000 15,000 10 Jun 2025 Direct
Philippe Fauchet RZLT Common Shares Award 35.3% 9,000 34,500 10 Jun 2025 Direct
Philippe Fauchet RZLT Director Stock Option (Right to Buy) Award 5,000 5,000 10 Jun 2025 Direct
* marks a reported price that did not pass the local price check.
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