| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Evans Daron | CFO | C/O REZOLUTE, INC., 275 SHORELINE DRIVE, SUITE 500, REDWOOD CITY | /s/ Daron Evans | 2025-11-21 | 0001411726 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RZLT | Common Shares | Award | $0 | +107K | +39.79% | $0.00 | 376K | Nov 19, 2025 | Direct | F1 |
| holding | RZLT | Common Shares | 23K | Nov 19, 2025 | Minor child #1 | ||||||
| holding | RZLT | Common Shares | 20K | Nov 19, 2025 | Held by spouse | ||||||
| holding | RZLT | Common Shares | 4.5K | Nov 19, 2025 | Held by minor child #2 | ||||||
| holding | RZLT | Common Shares | 4.5K | Nov 19, 2025 | Held by minor child #3 | ||||||
| holding | RZLT | Common Shares | 40K | Nov 19, 2025 | Held by PoC Capital LLC | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RZLT | Employee Stock Option (Right to Buy) | Award | $0 | +63K | $0.00 | 63K | Nov 19, 2025 | Common Shares | 63K | $10.16 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Represents grant of restricted stock units which vest annually over a three-year period with the first RSUs vesting on December 1, 2026. |
| F2 | PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F3 | The options vest 1/36th monthly beginning on December 19, 2025. |