Brian Kenneth Roberts - 19 Nov 2025 Form 4 Insider Report for Rezolute, Inc. (RZLT)

Role
Chief Medical Officer
Signature
/s/ Brian Kenneth Roberts
Issuer symbol
RZLT
Transactions as of
19 Nov 2025
Net transactions value
$0
Form type
4
Filing time
21 Nov 2025, 17:53:46 UTC
Previous filing
26 Jun 2025
Next filing
17 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ROBERTS BRIAN KENNETH Chief Medical Officer C/O REZOLUTE, INC., 275 SHORELINE DRIVE, SUITE 500, REDWOOD CITY /s/ Brian Kenneth Roberts 21 Nov 2025 0001829608

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RZLT Common Shares Award $0 +123,000 +78% $0.000000 280,352 19 Nov 2025 Direct F1
holding RZLT Common Shares 15,500 19 Nov 2025 Held in IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RZLT Employee Stock Option (Right to Buy) $0 +72,000 $0.000000 72,000 19 Nov 2025 Common Shares 72,000 $10.16 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents grant of restricted stock units which vest annually over a three-year period with the first RSUs vesting on December 1, 2026.
F2 The options vest 1/36th monthly beginning on December 19, 2025.