| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Evans Daron | CFO | C/O REZOLUTE, INC., 275 SHORELINE DRIVE, SUITE 500, REDWOOD CITY | /s/ Daron Evans | 04 Mar 2026 | 0001411726 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RZLT | Common Shares | Tax liability | -11,438 | -2.8% | $2.99* | 404,462 | 02 Mar 2026 | Direct | F1, F2 | |
| holding | RZLT | Common Shares | 7,000 | 02 Mar 2026 | Held by minor child #2 | ||||||
| holding | RZLT | Common Shares | 7,000 | 02 Mar 2026 | Held by minor child #3 | ||||||
| holding | RZLT | Common Shares | 40,000 | 02 Mar 2026 | Held by PoC Capital LLC | F3 | |||||
| holding | RZLT | Common Shares | 20,000 | 02 Mar 2026 | Held by spouse | ||||||
| holding | RZLT | Common Shares | 23,000 | 02 Mar 2026 | Held by minor child #1 |
| Id | Content |
|---|---|
| F1 | The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
| F2 | The sale price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.98 to $3.07, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F3 | PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |