Comparable stake leader
Patrick J. Griffin
SEC ownership of ESCALADE INC
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000033488.
Disclosed value leader
Patrick J. Griffin
Comparable rows
50/50
Latest evidence
28 May 2026
- Public ticker
- ESCA on Nasdaq
- Parsed ownership sources
-
13D/G, 3/4/5, and 13F
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
Patrick J. Griffin
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
50 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
Patrick J. Griffin
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
28 May 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0000033488
- Issuer location
- Evansville, IN
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of ESCALADE INC (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Patrick J. Griffin
Disclosed value leader
Patrick J. Griffin
Comparable rows
50/50
Latest evidence
28 May 2026
13D/G
3/4/5
13F
Lead comparable stake: 21%
13D/G row: Patrick J. Griffin
Showing 1-8 of 50 holder rows.
Quick read
Patrick J. Griffin leads the comparable SEC ownership view at 21%.
50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Patrick J. Griffin's linked filing trail.
Comparable ownership
Top 5
Patrick J. Griffin
21%
Edward E. Williams
3.3%
Katherine F. Franklin
2.5%
Richard F. Baalmann Jr.
0.75%
Minerva Advisors LLC
4.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Patrick J. Griffin |
13D/G
3/4/5
PRESIDENT & CEO, Director, 10%+ Owner
|
21%
|
$48,761,159
2,826,734 shares
|
$0 | 31 Dec 2024 |
| Edward E. Williams |
3/4/5
Director
|
3.3%
|
$7,811,734
451,989 shares
mixed-class rows
|
— | 06 May 2026 |
| Katherine F. Franklin |
3/4/5
Director
|
2.5%
|
$5,960,863
344,193 shares
mixed-class rows
|
— | 06 May 2026 |
| Richard F. Baalmann Jr. |
3/4/5
Director
|
0.75%
|
$1,816,011
102,794 shares
mixed-class rows
|
-$189,088 | 28 May 2026 |
| Minerva Advisors LLC |
13F
Company
|
4.1%
|
$9,746,053
567,621 shares
|
— | 31 Mar 2026 |
| BlackRock, Inc. |
13F
Company
|
3.9%
|
$9,268,040
539,781 shares
|
— | 31 Mar 2026 |
| DIMENSIONAL FUND ADVISORS LP |
13F
Company
|
3.3%
|
$7,826,262
455,789 shares
|
— | 31 Mar 2026 |
| North Star Investment Management Corp. |
13F
Company
|
3.1%
|
$7,251,665
422,345 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$881,979.
Buys
$0
Insiders: 0
Sells
$881,979
Insiders: 3
Net
-$881,979
Shares: -50,426
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 50,426
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 33,626 | $0 | $666,891 | -$666,891 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 12,000 | $0 | $156,100 | -$156,100 |
| 9-12 | 0 | 4,800 | $0 | $58,988 | -$58,988 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-9 of 9 reporting-owner rows connected to ESCALADE INC. Open a relationship link for the CIK-to-CIK filing trail.
Rows
9
Largest Forms 3/4/5 holder
Patrick J. Griffin
Net 12M change
-$881,979
Latest report
11 Jun 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Patrick J. Griffin | PRESIDENT & CEO, Director, 10%+ Owner | $48,597,935 | Mixed | 11 Jun 2026 | ||
| Robert E. Griffin | 10%+ Owner | $43,175,154 | Mixed | 14 Dec 2023 | ||
| Walter P. Glazer Jr. | Director | $8,619,783 | -$666,891 | -7.2% | Mixed | 07 May 2026 |
| Edward E. Williams | Director | $7,811,734 | Mixed | 06 May 2026 | ||
| Katherine F. Franklin | Director | $5,960,863 | Mixed | 06 May 2026 | ||
| Richard F. Baalmann Jr. | Director | $1,816,011 | -$189,088 | -9.4% | Mixed | 28 May 2026 |
| Armin Boehm | CEO & President | $1,016,093 | Mixed | 01 Apr 2025 | ||
| Stephen Wawrin | Chief Financial Officer | $899,107 | -$26,000 | -2.8% | Mixed | 03 Apr 2026 |
| Anita Sehgal | Director | $237,457 | Mixed | 08 May 2024 |
Recent insider transactions for ESCALADE INC
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Patrick J. Griffin | ESCA | Common Stock | Gift | 30.4% | 1,000 | 4,289 | 11 Jun 2026 | By adult son | ||
| Patrick J. Griffin | ESCA | Common Stock | Gift | -0.17% | -1,000 | 579,455 | 11 Jun 2026 | Direct | ||
| Richard F. Baalmann Jr. | ESCA | Common Stock | Gift | -0.96% | -1,000 | 102,794 | 01 Jun 2026 | Direct | ||
| Richard F. Baalmann Jr. | ESCA | Common Stock | Gift | -0.95% | -1,000 | 103,794 | 28 May 2026 | Direct | ||
| Walter P. Glazer Jr. | ESCA | Common Stock | Sale | -0.29% | $20,755 | $19.80 | -1,048 | 360,754 | 08 May 2026 | Direct |
| Katherine F. Franklin | ESCA | Common Stock | Options Exercise | 6.55% | 2,150 | 34,980 | 08 May 2026 | Direct | ||
| Katherine F. Franklin | ESCA | Restricted Stock Units | Options Exercise | -100% | -2,150 | 0 | 08 May 2026 | Direct | ||
| Edward E. Williams | ESCA | Common Stock | Options Exercise | 1.34% | 2,150 | 162,502 | 08 May 2026 | Direct | ||
| Edward E. Williams | ESCA | Restricted Stock Units | Options Exercise | -100% | -2,150 | 0 | 08 May 2026 | Direct | ||
| Richard F. Baalmann Jr. | ESCA | Common Stock | Options Exercise | 2.09% | 2,150 | 104,794 | 08 May 2026 | Direct | ||
| Richard F. Baalmann Jr. | ESCA | Restricted Stock Units | Options Exercise | -100% | -2,150 | 0 | 08 May 2026 | Direct | ||
| Walter P. Glazer Jr. | ESCA | Common Stock | Sale | -8.26% | $646,136 | $19.83 | -32,578 | 361,802 | 07 May 2026 | Direct |
| Katherine F. Franklin | ESCA | Common Stock | Options Exercise | 7.36% | 2,250 | 32,830 | 07 May 2026 | Direct | ||
| Katherine F. Franklin | ESCA | Restricted Stock Units | Options Exercise | -50% | -2,250 | 2,250 | 07 May 2026 | Direct | ||
| Edward E. Williams | ESCA | Common Stock | Options Exercise | 1.42% | 2,250 | 160,352 | 07 May 2026 | Direct | ||
| Edward E. Williams | ESCA | Restricted Stock Units | Options Exercise | -50% | -2,250 | 2,250 | 07 May 2026 | Direct | ||
| Richard F. Baalmann Jr. | ESCA | Common Stock | Options Exercise | 2.24% | 2,250 | 102,644 | 07 May 2026 | Direct | ||
| Richard F. Baalmann Jr. | ESCA | Restricted Stock Units | Options Exercise | -50% | -2,250 | 2,250 | 07 May 2026 | Direct | ||
| Walter P. Glazer Jr. | ESCA | Common Stock | Options Exercise | 0.57% | 2,250 | 394,380 | 07 May 2026 | Direct | ||
| Walter P. Glazer Jr. | ESCA | Restricted Stock Units | Options Exercise | -50% | -2,250 | 2,250 | 07 May 2026 | Direct | ||
| Katherine F. Franklin | ESCA | Restricted Stock Units | Award | 5,000 | 5,000 | 06 May 2026 | Direct | |||
| Edward E. Williams | ESCA | Restricted Stock Units | Award | 5,000 | 5,000 | 06 May 2026 | Direct | |||
| Richard F. Baalmann Jr. | ESCA | Restricted Stock Units | Award | 5,000 | 5,000 | 06 May 2026 | Direct | |||
| Walter P. Glazer Jr. | ESCA | Restricted Stock Units | Award | 5,000 | 5,000 | 06 May 2026 | Direct | |||
| Patrick J. Griffin | ESCA | Common Stock | Options Exercise | 0.36% | 2,100 | 580,455 | 03 Apr 2026 | Direct | ||
| Patrick J. Griffin | ESCA | Restricted Stock Units | Options Exercise | -50% | -2,100 | 2,100 | 03 Apr 2026 | Direct | ||
| Stephen Wawrin | ESCA | Common Stock | Options Exercise | 5.24% | 2,400 | 48,177 | 03 Apr 2026 | Direct | ||
| Stephen Wawrin | ESCA | Restricted Stock Units | Options Exercise | -50% | -2,400 | 2,400 | 03 Apr 2026 | Direct | ||
| Walter P. Glazer Jr. | ESCA | Common Stock | Options Exercise | 5.13% | 19,150 | 392,130 | 03 Apr 2026 | Direct | ||
| Walter P. Glazer Jr. | ESCA | Restricted Stock Units | Options Exercise | -50% | -19,150 | 19,150 | 03 Apr 2026 | Direct | ||
| Patrick J. Griffin | ESCA | Common Stock | Options Exercise | 0.32% | 1,840 | 578,355 | 11 Mar 2026 | Direct | ||
| Patrick J. Griffin | ESCA | Restricted Stock Units | Options Exercise | -33.3% | -1,840 | 3,680 | 11 Mar 2026 | Direct | ||
| Stephen Wawrin | ESCA | Common Stock | Options Exercise | 4.57% | 2,000 | 45,777 | 11 Mar 2026 | Direct | ||
| Stephen Wawrin | ESCA | Restricted Stock Units | Options Exercise | -33.3% | -2,000 | 4,000 | 11 Mar 2026 | Direct | ||
| Walter P. Glazer Jr. | ESCA | Common Stock | Options Exercise | 0.75% | 2,782 | 372,980 | 11 Mar 2026 | Direct | ||
| Walter P. Glazer Jr. | ESCA | Restricted Stock Units | Options Exercise | -33.3% | -2,782 | 5,564 | 11 Mar 2026 | Direct | ||
| Patrick J. Griffin | ESCA | Restricted Stock Units | Award | 18,480 | 18,480 | 05 Mar 2026 | Direct | |||
| Stephen Wawrin | ESCA | Restricted Stock Units | Award | 9,822 | 9,822 | 05 Mar 2026 | Direct | |||
| Walter P. Glazer Jr. | ESCA | Common Stock | Options Exercise | 8.11% | 27,770 | 370,198 | 03 Mar 2026 | Direct | ||
| Walter P. Glazer Jr. | ESCA | Restricted Stock Units | Options Exercise | -100% | -27,770 | 0 | 03 Mar 2026 | Direct | ||
| Patrick J. Griffin | ESCA | Common Stock | Options Exercise | 0.32% | 1,850 | 576,515 | 03 Mar 2026 | Direct | ||
| Patrick J. Griffin | ESCA | Restricted Stock Units | Options Exercise | -100% | -1,850 | 0 | 03 Mar 2026 | Direct | ||
| Stephen Wawrin | ESCA | Common Stock | Options Exercise | 6.77% | 2,777 | 43,777 | 03 Mar 2026 | Direct | ||
| Stephen Wawrin | ESCA | Restricted Stock Units | Options Exercise | -100% | -2,777 | 0 | 03 Mar 2026 | Direct | ||
| Patrick J. Griffin | ESCA | Common Stock | Award | 2% | 11,263 | 574,665 | 27 Feb 2026 | Direct | ||
| Richard Fenton Baalmann Jr. | ESCA | Common Stock | Sale | -5.18% | $71,370 | $13.00 | -5,490 | 100,394 | 11 Dec 2025 | Direct |
| Richard Fenton Baalmann Jr. | ESCA | Common Stock | Sale | -3.84% | $54,912 | $13.00 | -4,224 | 105,884 | 10 Dec 2025 | Direct |
| Richard Fenton Baalmann Jr. | ESCA | Common Stock | Sale | -0.26% | $3,818 | $13.35 | -286 | 110,108 | 01 Dec 2025 | Direct |
| Stephen R. Wawrin | ESCA | Common Stock | Sale | -4.65% | $26,000 | $13.00 | -2,000 | 41,000 | 21 Nov 2025 | Direct |
| Richard F. Baalmann Jr. | ESCA | Common Stock | Sale | -4.17% | $58,988 | $12.29 | -4,800 | 110,394 | 15 Sep 2025 | Direct |
* marks a reported price that did not pass the local price check.