Patrick J. Griffin - 11 Mar 2026 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
PRESIDENT & CEO, Director, 10%+ Owner
Signature
/s/ Patrick J. Griffin
Issuer symbol
ESCA
Transactions as of
11 Mar 2026
Net transactions value
$0
Form type
4
Filing time
12 Mar 2026, 16:31:31 UTC
Previous filing
09 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Griffin Patrick J PRESIDENT & CEO, Director, 10%+ Owner 817 MAXWELL AVENUE, EVANSVILLE /s/ Patrick J. Griffin 12 Mar 2026 0001463197

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +1,840 +0.32% 578,355 11 Mar 2026 Direct F1
holding ESCA Common Stock 3,289 11 Mar 2026 By adult son F2
holding ESCA Common Stock 1,289 11 Mar 2026 by UTMA custodian for adult daughter F3
holding ESCA Common Stock 614,965 11 Mar 2026 By Irevocable Trust F4
holding ESCA Common Stock 1,326,736 11 Mar 2026 By Family Limited Partnership F5
holding ESCA Common Stock 300,000 11 Mar 2026 By Revocable Trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise -1,840 -33% $0.000000* 3,680 11 Mar 2026 Common Stock 1,840 Direct F1, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.
F3 Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein.
F4 Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
F5 This reporting person disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein.
F6 Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
F7 Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F8 On March 11, 2025, the reporting person was granted 5,520 RSUs pursuant to the Escalade 2017 Plan, of which 1,840 RSUs vested on March 11, 2026. An additional 1,840 RSUs will vest on March 11, 2027 and 1,840 RSUs will vest on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade.