PATRICK J. GRIFFIN - 27 Feb 2026 Form 4 Insider Report for ESCALADE INC (ESCA)

Signature
/s/ PATRICK J. GRIFFIN
Issuer symbol
ESCA
Transactions as of
27 Feb 2026
Net transactions value
+$162,187
Form type
4
Filing time
03 Mar 2026, 16:30:34 UTC
Previous filing
06 Jun 2025
Next filing
09 Mar 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Griffin Patrick J INTERIM PRESIDENT & CEO, Director, 10%+ Owner 817 MAXWELL AVENUE, EVANSVILLE /s/ PATRICK J. GRIFFIN 03 Mar 2026 0001463197

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Award $162,187 +11,263 +2% $14.40 574,665 27 Feb 2026 Direct F1
transaction ESCA Common Stock Options Exercise +1,850 +0.32% 576,515 03 Mar 2026 Direct F2
holding ESCA Common Stock 3,289 27 Feb 2026 By adult son F3
holding ESCA Common Stock 1,289 27 Feb 2026 by UTMA custodian for adult daughter F4
holding ESCA Common Stock 614,965 27 Feb 2026 By Irevocable Trust F5
holding ESCA Common Stock 1,326,736 27 Feb 2026 By Family Limited Partnership F6
holding ESCA Common Stock 300,000 27 Feb 2026 By Revocable Trust F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise $0 -1,850 -100% $0.000000 0 03 Mar 2026 Common Stock 1,850 Direct F2, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The grant of ESCA common stock is in lieu of cash payment of the 2025 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.
F2 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F3 Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.
F4 Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein.
F5 Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
F6 This reporting person disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein.
F7 Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
F8 Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F9 On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which 1,850 RSUs vested on March 3, 2024 and an additional 1,850 RSUs vested and settled on March 3, 2025, as previously reported. The remaining 1,850 RSUs vested and settled on March 3, 2026, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.