| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Griffin Patrick J | INTERIM PRESIDENT & CEO, Director, 10%+ Owner | 817 MAXWELL AVENUE, EVANSVILLE | /s/ PATRICK J. GRIFFIN | 03 Mar 2026 | 0001463197 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ESCA | Common Stock | Award | $162,187 | +11,263 | +2% | $14.40 | 574,665 | 27 Feb 2026 | Direct | F1 |
| transaction | ESCA | Common Stock | Options Exercise | +1,850 | +0.32% | 576,515 | 03 Mar 2026 | Direct | F2 | ||
| holding | ESCA | Common Stock | 3,289 | 27 Feb 2026 | By adult son | F3 | |||||
| holding | ESCA | Common Stock | 1,289 | 27 Feb 2026 | by UTMA custodian for adult daughter | F4 | |||||
| holding | ESCA | Common Stock | 614,965 | 27 Feb 2026 | By Irevocable Trust | F5 | |||||
| holding | ESCA | Common Stock | 1,326,736 | 27 Feb 2026 | By Family Limited Partnership | F6 | |||||
| holding | ESCA | Common Stock | 300,000 | 27 Feb 2026 | By Revocable Trust | F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ESCA | Restricted Stock Units | Options Exercise | $0 | -1,850 | -100% | $0.000000 | 0 | 03 Mar 2026 | Common Stock | 1,850 | Direct | F2, F8, F9 |
| Id | Content |
|---|---|
| F1 | The grant of ESCA common stock is in lieu of cash payment of the 2025 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan. |
| F2 | Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| F3 | Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein. |
| F4 | Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein. |
| F5 | Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary. |
| F6 | This reporting person disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein. |
| F7 | Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary. |
| F8 | Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). |
| F9 | On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which 1,850 RSUs vested on March 3, 2024 and an additional 1,850 RSUs vested and settled on March 3, 2025, as previously reported. The remaining 1,850 RSUs vested and settled on March 3, 2026, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. |