Stephen Wawrin - 11 Mar 2026 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Stephen Wawrin
Issuer symbol
ESCA
Transactions as of
11 Mar 2026
Net transactions value
$0
Form type
4
Filing time
12 Mar 2026, 16:31:28 UTC
Previous filing
09 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Wawrin Stephen CHIEF FINANCIAL OFFICER 817 MAXWELL AVENUE, EVANSVILLE /s/ Stephen Wawrin 12 Mar 2026 0001626624

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +2,000 +4.6% 45,777 11 Mar 2026 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise -2,000 -33% $0.000000* 4,000 11 Mar 2026 Common Stock 2,000 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F3 Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F4 On March 11, 2025, the reporting person was granted 6,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,000 RSUs vested on March 11, 2026. An additional 2,000 RSUs will vest on March 11, 2027 and 2,000 RSUs will vest on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade.