| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Glazer Walter P. Jr. | Director | 817 MAXWELL AVENUE, EVANSVILLE | /s/ WALTER P. GLAZER, JR. | 03 Mar 2026 | 0001640328 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ESCA | Common Stock | Options Exercise | +27,770 | +8.1% | 370,198 | 03 Mar 2026 | Direct | F1 | ||
| holding | ESCA | Common Stock | 44,000 | 03 Mar 2026 | By Trust | F2 | |||||
| holding | ESCA | Common Stock | 140,000 | 03 Mar 2026 | By Trust | F2 | |||||
| holding | ESCA | Common Stock | 8,500 | 03 Mar 2026 | Shares held by spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ESCA | Restricted Stock Units | Options Exercise | $0 | -27,770 | -100% | $0.000000 | 0 | 03 Mar 2026 | Common Stock | 27,770 | Direct | F3, F4, F5 |
| Id | Content |
|---|---|
| F1 | Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| F2 | Trust for the benefit of the respondent's son for which the respondent's spouse is the trustee |
| F3 | Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| F4 | Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). |
| F5 | On March 3, 2023, the reporting person was granted 83,310 RSUs pursuant to the Escalade 2017 Plan, of which 27,770 RSUs vested on March 3, 2024 and an additional 27,770 RSUs vested and settled on March 3, 2025, as previously reported. The remaining 27,770 RSUs vested on March 3, 2026, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. |