GUGGENHEIM CAPITAL LLC

Holdings History for PUMA BIOTECHNOLOGY, INC. - COM (PBYI)

Symbol: PBYI on Nasdaq
Investment type: Equity - Shares of Stock
Class: COM

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
12/31/2018		-0.02%	$0	0	-52,980	-100%		Q4 2018
9/30/2018	0.02%	+0%	$2.43M	53K	+3,991	+8.15%	$45.85	Q3 2018
6/30/2018	0.02%	+0%	$2.9M	49K	+7,505	+18.1%	$59.14	Q2 2018
3/31/2018	0.01%	+0%	$2.82M	41.5K	+5,359	+14.8%	$68.05	Q1 2018
12/31/2017	0.01%	0%	$3.57M	36.1K	-6,324	-14.9%	$98.85	Q4 2017
9/30/2017	0.01%	0%	$5.08M	42.4K	-3,501	-7.62%	$119.74	Q3 2017
6/30/2017	0.01%	0%	$4.02M	46K	-12,031	-20.7%	$87.40	Q2 2017
3/31/2017	0.01%	+0%	$2.16M	58K	+250	+0.43%	$37.18	Q1 2017
12/31/2016	0.01%	+0%	$1.77M	57.7K	+5,784	+11.1%	$30.69	Q4 2016
9/30/2016	0.01%	+0.01%	$3.48M	51.9K	+40,392	+350%	$67.05	Q3 2016
6/30/2016	0%	-0.01%	$344K	11.6K	-57,377	-83.2%	$29.77	Q2 2016
3/31/2016	0.01%	+0%	$2.03M	68.9K	+15,217	+28.3%	$29.38	Q1 2016
12/31/2015	0.01%	+0%	$4.21M	53.7K	+13,528	+33.7%	$78.40	Q4 2015
9/30/2015	0.01%	-0.01%	$3.03M	40.2K	-52,038	-56.4%	$75.35	Q3 2015
6/30/2015	0.03%	+0.01%	$10.8M	92.2K	+44,255	+92.3%	$116.75	Q2 2015
3/31/2015	0.03%	+0%	$11.3M	48K	+997	+2.12%	$236.11	Q1 2015
12/31/2014	0.02%	+0.01%	$8.89M	47K	+13,348	+39.7%	$189.28	Q4 2014
9/30/2014	0.02%	-0.02%	$8.02M	33.6K	-34,296	-50.5%	$238.57	Q3 2014
6/30/2014	0.01%	+0%	$4.48M	67.9K	+8,061	+13.5%	$66.00	Q2 2014
3/31/2014	0.02%	+0%	$6.23M	59.9K	+13,016	+27.8%	$104.14	Q1 2014
12/31/2013	0.01%		$4.85M	46.8K			$103.54	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.