GUGGENHEIM CAPITAL LLC

Q2 2018 13F Holdings Report, Stock Holdings

Signature - Title
Robert A. Saperstein - Senior Managing Director, Authorized Signatory
Location
Chicago, IL
Holdings as of
30 Jun 2018
Value $
$14,005,473,000
Num holdings
2,373
Filing time
14 Aug 2018, 16:55:17 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AAPL, LQD, AMZN, MSFT, and META.
Previous filing
Q1 2018 - 15 May 2018
Next filing
Q3 2018 - 14 Nov 2018
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q2 compared to 2018 Q1 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert A. Saperstein Senior Managing Director, Authorized Signatory New York, New York 14 Aug 2018

On April 9, 2018, Guggenheim Investments' exchange-traded funds business was acquired by Invesco Ltd., resulting in a decrease in the total "Shares or PRN Amount" and the total "Value" of securities reported on Guggenheim Capital's 2nd quarter 2018 13F filing. In addition, the "List of Other Included Managers" on the cover page of this filing has been adjusted to reflect consecutive numbering.

Other Included Managers (4):

Num Name Location File Number
1 GUGGENHEIM FUNDS DISTRIBUTORS, LLC Chicago, IL 028-12550
2 SECURITY INVESTORS LLC New York, NY 028-01689
3 Guggenheim Partners Investment Management, LLC Santa Monica, CA 028-12837
4 Guggenheim Life & Annuity Co Indianapolis, IN 028-18657