GUGGENHEIM CAPITAL LLC

Q2 2017 13F Holdings Report, Stock Holdings

Signature - Title
Robert A. Saperstein - Authorized Signatory
Location
Chicago, IL
Holdings as of
June 30, 2017
Value $
$37.7B
Num holdings
2,840
Date filed
8/14/2017, 03:35 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q1 2017 - May 15, 2017
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q2 compared to 2017 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert Saperstein Senior Managing Director, Authorized Signatory New York, New York 8/14/2017

Robert Saperstein is a Senior Managing Director of Guggenheim Partners, LLC.

Other Included Managers (5):

Num Name Location File Number
1 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC Chicago, IL 028-11097
2 GUGGENHEIM FUNDS DISTRIBUTORS, LLC Chicago, IL 028-12550
3 SECURITY INVESTORS LLC New York, NY 028-01689
4 Guggenheim Partners Investment Management, LLC Santa Monica, CA 028-12837
5 SEI INVESTMENTS CO 028-16454